Strategas Asset Management, LLC

CRD#172000
Investment Advisor Firm

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Learn more about Strategas Asset Management, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Strategas Asset Management, LLC is located at 52 Vanderbilt Avenue, New York, NY. The firm employs 9 financial advisors to manage client portfolios and provide financial guidance. Strategas Asset Management, LLC is not a registered broker-dealer.

    Strategas Asset Management, LLC oversees $446.5 million in assets under management across 28 accounts, all of which are discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, and other services. The firm caters to high net worth investors, investment companies, other investment advisers, and corporations, with high net worth investors being the largest client type by accounts. The fee structure at Strategas Asset Management, LLC includes asset-based and other fees. The firm has 13 high net worth clients and maintains affiliations with a broker-dealer or securities dealer, trust company, insurance company or agency, pension consultant, real estate broker or dealer, and commodity pool advisor.

    Strategas Asset Management, LLC is registered in the states of California, Connecticut, District of Columbia, New York, North Carolina, Pennsylvania, and Texas.

    Assets Under Management

    $446.5 million

    Number of Advisors

    9

    Disclosures

    No

    Office Location

    52 Vanderbilt Avenue
    New York, NY 10017

    Strategas Asset Management, LLC by the Numbers

    Total Assets Under Management

    $446.5 million

    National Average: $8.6 billion
    Total Number of Employees

    25

    National Average: 64
    Total Number of Accounts

    28

    National Average: 375,227
    Average Account Size

    $15.9 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors usually depend on the financial services provided. Fees billed by Strategas Asset Management, LLC likely consist of any combination of the following fee structures: asset-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are provided by Strategas Asset Management, LLC.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    The firm works with high net worth investors, investment companies, other investment advisers, and corporations. Out of its 4 clients, Strategas Asset Management, LLC's biggest client group by number of accounts is investment companies, although it also serves 13 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of more than $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 65%
    • Other Individuals - 0%
    • Corporations - 35%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Strategas Asset Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Strategas Asset Management, LLC

    Robert Lapolla
    New York, NY
    Daniel Clifton
    Washington, DC
    Nicholas Bohnsack
    New York, NY

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