Amerant Investments, Inc

CRD#117284
Investment Advisor Firm

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Learn more about Amerant Investments, Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Amerant Investments, Inc is located at 220 Alhambra Circle, Miami, FL. The firm employs 14 financial advisors to manage client portfolios and provide financial guidance. Amerant Investments, Inc is a registered broker-dealer.

    Amerant Investments, Inc oversees $632.8 million in assets under management across 1,023 accounts, of which 859 are discretionary and 164 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. The firm caters to retail investors, high net worth investors, charitable organizations, and corporations, with retail investors being the largest client type by accounts. The fee structure at Amerant Investments, Inc is asset-based. The firm has 69 high net worth clients and maintains affiliations with a banking or thrift institution and a trust company.

    Amerant Investments, Inc is registered in the states of Connecticut, New Jersey, Texas, New York, and Florida.

    Assets Under Management

    $632.8 million

    Number of Advisors

    14

    Disclosures

    No

    Office Location

    220 Alhambra Circle
    Miami, FL 33134

    Amerant Investments, Inc by the Numbers

    Total Assets Under Management

    $632.8 million

    National Average: $8.6 billion
    Total Number of Employees

    31

    National Average: 64
    Total Number of Accounts

    1,023

    National Average: 375,227
    Average Account Size

    $618.6 thousand

    National Average: $23.0 thousand
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    Products and Services

    Amerant Investments, Inc offers a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. However, Amerant Investments, Inc did not provide any of its customers with financial planning services in the prior fiscal year. It is involved in selling products or offering services different than investment advice to its customers.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial management fees largely depend on the services offered. Fees billed by Amerant Investments, Inc typically consist of the following fee structure: asset-based.The firm does participate in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm works with retail investors, high net worth investors, charitable organizations, and corporations. Out of its 4 clients, Amerant Investments, Inc's largest client group by number of accounts is corporations, although it also manages money for 69 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of at least $1,50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 9.9%
    • Other Individuals - 66%
    • Corporations - 23.24%
    • Charitable Organizations - 0.86%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Amerant Investments, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Amerant Investments, Inc

    Juan Leon
    Miami, FL
    Daniel Segal
    Miami, FL
    Sebastian Gomez
    Miami, FL
    Baylor Lancaster-Samuel
    Miami, FL
    Gregory Pita
    Miami, FL
    Carlos Castro Oliveros
    Miami, FL
    Juan Hernandez Hidrobo
    Miami, FL
    Gilberto Paez
    Miami, FL
    Patricia Leon-Ponte
    Miami, FL

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