Aurora Investment Managers, LLC
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Overview
Aurora Investment Managers, LLC operates as a financial advisory company based in Naples, Florida. The firm has $182.5 million in total assets over 374 customer accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). The company has a small group, including 2 financial advisors. Aurora Investment Managers, LLC does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are exchangable financial assets such as bonds, stocks and options.
Aurora Investment Managers, LLC oversees more than half of the company's accounts in a discretionary manner. Discretionary management signifies that a portfolio manager makes transaction choices without needing the client's authorization. Aurora Investment Managers, LLC also has 11 non-discretionary accounts with a total of $31.4 million in assets under management. The firm's average account size is $487,899. The average financial advisor at Aurora Investment Managers, LLC manages around 187 client accounts.
The firm's main office is at 4850 Tamiami Trail N, Naples, Florida 34103. The company is permitted to provide services to investors throughout 8 states, including Connecticut, Florida, Louisiana, Massachusetts, New Hampshire, New York, Texas and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Aurora Investment Managers, LLC by the Numbers
$182.5 million
2
374
$487.9 thousand
Fee Structure
Fees for financial advice typically are based on the services provided. However, fees billed by the firm typically consist of the following fee structure: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Aurora Investment Managers, LLC works with retail investors and high net worth investors. Out of its 374 customers, Aurora Investment Managers, LLC's largest client is high net worth investors, although it also manages money for 111 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 74.5%
- Other Individuals - 25.5%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Aurora Investment Managers, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Aurora Investment Managers, LLC
Naples, FL
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