Boreal Capital Management LLC

CRD#112221
Investment Advisor Firm

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Learn more about Boreal Capital Management LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Boreal Capital Management LLC is located at 1450 Brickell Avenue, Miami, FL. The firm employs 26 financial advisors to manage client portfolios and provide financial guidance. Boreal Capital Management LLC is not a registered broker-dealer.

    Boreal Capital Management LLC oversees $1.4 billion in assets under management across 800 accounts, of which 221 are discretionary and 579 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The firm caters to retail investors, high net worth investors, and corporations, with retail investors being the largest client type by accounts. The fee structure at Boreal Capital Management LLC includes asset-based and performance-based fees. The firm has 160 high net worth clients and maintains affiliations with a broker-dealer or securities dealer and a banking or thrift institution.

    Boreal Capital Management LLC is registered in the states of Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Kansas, Maine, Maryland, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont, and Wisconsin.

    Assets Under Management

    $1.4 billion

    Number of Advisors

    26

    Disclosures

    No

    Office Location

    1450 Brickell Avenue
    Miami, FL 33131

    Boreal Capital Management LLC by the Numbers

    Total Assets Under Management

    $1.4 billion

    National Average: $8.6 billion
    Total Number of Employees

    44

    National Average: 64
    Total Number of Accounts

    800

    National Average: 375,227
    Average Account Size

    $1.7 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors typically are based on which services the firm provides the client. Fees charged by Boreal Capital Management LLC most likely include some combination of the following fee structures: asset-based or performance-based.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm caters to retail investors, high net worth investors, and corporations. Out of its 3 clients, Boreal Capital Management LLC's biggest client type by number of accounts is retail investors, although it also caters to 160 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of more than $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 20%
    • Other Individuals - 75%
    • Corporations - 5%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Boreal Capital Management LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Boreal Capital Management LLC

    Angel Sanz Alonso
    Miami, FL
    Antonio Gomez Real
    Miami, FL
    Jaime Ortiz De Pilar
    Miami, FL
    Roberto Garcia
    Miami, FL
    Carl Edlund
    Miami, FL
    Daniel Eulate
    Miami, FL
    Santiago Copello
    Key Biscayne, FL
    Luis Delgado
    Miami, FL
    Ruben Hernandez
    Miami, FL

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