Capco Asset Management, LLC

CRD#141325
Investment Advisor Firm

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Overview

Capco Asset Management, LLC is an advisory firm based in Tampa, Florida. It administers $357.0 million in assets over 107 client accounts, making it one of the larger firms in the country by assets under management (AUM). Capco Asset Management, LLC has a small group, including 2 financial advisors. Capco Asset Management, LLC is not a registered broker-dealer, meaning the firm cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are exchangable fiscal investments such as bonds, stocks and options.

Capco Asset Management, LLC administers most of the company's accounts in a discretionary manner. Discretionary management is a structure in which transaction judgments are made by an investment advisor without requiring the customer's consent. Capco Asset Management, LLC also administers two non-discretionary accounts with a total of $4.0 million in assets. The firm's typical account size is $3.3 million. The typical financial advisor at Capco Asset Management, LLC manages about 54 client accounts, making it about average in terms of personalization.

The firm's headquarters is at 101 E Kennedy Blvd # 1425, Tampa, Florida 33602. The firm is registered to provide services to customers across a number of states, including Florida, North Carolina and South Carolina.

Assets Under Management

$357.0 million

Number of Advisors

2

Disclosures

No

Office Location

101 E Kennedy Blvd # 1425
Tampa, FL 33602

Capco Asset Management, LLC by the Numbers

Total Assets Under Management

$357.0 million

National Average: $8.6 billion
Total Number of Employees

3

National Average: 64
Total Number of Accounts

107

National Average: 375,227
Average Account Size

$3.3 million

National Average: $23.0 thousand
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Fee Structure

Fees charged by financial advisors largely are based on the type of services offered. However, fee types charged by Capco Asset Management, LLC likely are comprised of some combination of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

Capco Asset Management, LLC caters to retail investors, high net worth investors and pooled investment vehicles. Out of its 107 customers, Capco Asset Management, LLC's biggest client group is high net worth investors, although it also manages money for 49 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts reside abroad.

  • High-Net-Worth Individuals* - 68.06%
  • Other Individuals - 30.56%
  • Corporations - 1.39%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Capco Asset Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Capco Asset Management, LLC

William Harrell
Tampa, FL
Paul Lind
Tampa, FL

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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