Ciccarelli Advisory Services Inc
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Overview
Ciccarelli Advisory Services Inc is a financial advisory company that has its headquarters in Naples, Florida. The firm manages $1.0 billion in assets throughout 3,221 client accounts, placing it among the bigger financial advisory firms in the nation by assets under management (AUM). Ciccarelli Advisory Services Inc has a small team, including 11 financial advisors. Ciccarelli Advisory Services Inc does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are tradable financial assets like options, equities and bonds.
Ciccarelli Advisory Services Inc administers zero of the company's client assets on a discretionary basis. Discretionary management signifies that a portfolio manager makes transaction decisions for the client's account without requiring the client's permission. The company also has 3,221 non-discretionary accounts with a total of $1.0 billion in AUM. The company manages an average of $323,665 for every customer account. The average financial advisor at Ciccarelli Advisory Services Inc manages about 293 client accounts.
The company's central office is at 9601 Tamiami Trail North, Naples, Florida 34108. It is allowed to serve customers throughout 14 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ciccarelli Advisory Services Inc by the Numbers
$1.0 billion
15
3,221
$323.7 thousand
Products and Services
Ciccarelli Advisory Services Inc provides a number of services, which can include financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. In the last fiscal year, the firm provided 3000 of its clients with financial planning services. Ciccarelli Advisory Services Inc does not sell products or offer services apart from investment advisory services to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advice largely are based on which service is offered. Fees charged by Ciccarelli Advisory Services Inc likely are comprised of any combination of the following fee structures: asset-based or fixed. The firm does not supply a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with retail investors and high net worth investors. Out of its 3,221 customers, Ciccarelli Advisory Services Inc's largest client is retail investors, although it also manages money for 378 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts reside abroad.
- High-Net-Worth Individuals* - 11.74%
- Other Individuals - 88.26%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Ciccarelli Advisory Services Inc does not have any disclosures.
Please visit its Form ADV for more details.
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