Compass Group Investments Solutions LLC

CRD#305680
Investment Advisor Firm

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Learn more about Compass Group Investments Solutions LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Compass Group Investments Solutions LLC is a financial advisory firm headquartered in Miami, Florida. It manages $333.7 million in total assets across 105 client accounts, placing it in the mid-tier of financial advisory firms in the country by assets under management (AUM). It has a small group, including 6 financial advisors. Compass Group Investments Solutions LLC is not a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets such as stocks, bonds and options.

    Compass Group Investments Solutions LLC oversees more than half of its accounts on a discretionary basis. Discretionary management signifies that an investment advisor has the discretion to make buy and sell choices for the client's account without needing the client's approval. Compass Group Investments Solutions LLC also has 27 non-discretionary accounts totaling $35.6 million in assets under management. The company administers roughly $3.2 million in assets for every client account. An average financial advisor at Compass Group Investments Solutions LLC manages about 18 client accounts, making it one of the more personalized financial advisor firms in the country.

    The firm's headquarters is at 1441 Brickell Avenue, Miami, Florida 33131. The firm is legally registered to provide services to clients in the state of Florida.

    Assets Under Management

    $333.7 million

    Number of Advisors

    6

    Disclosures

    No

    Office Location

    1441 Brickell Avenue
    Miami, FL 33131

    Compass Group Investments Solutions LLC by the Numbers

    Total Assets Under Management

    $333.7 million

    National Average: $8.6 billion
    Total Number of Employees

    16

    National Average: 64
    Total Number of Accounts

    105

    National Average: 375,227
    Average Account Size

    $3.2 million

    National Average: $23.0 thousand
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    Fee Structure

    Financial advisory fees usually are based on the type of services offered. Fees billed by the company can include the following fee types: asset-based, fixed or other. Compass Group Investments Solutions LLC does not provide a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The firm provides services to high net worth investors and corporations. Out of its 105 accounts, Compass Group Investments Solutions LLC's biggest client group is high net worth investors, although it also serves 52 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Around 84% of the company's customers are from outside of the U.S.

    • High-Net-Worth Individuals* - 58.43%
    • Other Individuals - 0%
    • Corporations - 41.57%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Compass Group Investments Solutions LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Compass Group Investments Solutions LLC

    Ricardo Chadud
    Miami, FL
    Alfonso Osorio
    Miami, FL
    Juan Figueroa Fresard
    Miami, FL
    Nicolas Perez-Cotapos
    Miami, FL
    Juan Rodriguez Osorio
    Miami, FL

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