Deutsche Bank Securities Inc
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Overview
Deutsche Bank Securities Inc is an advisory company located in New York, New York. The firm oversees $21.3 million in total assets across 15 client accounts. Deutsche Bank Securities Inc has a very large group, including 169 financial advisors. Deutsche Bank Securities Inc is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer firm to do so. Securities are exchangable financial investments like bonds, equities and options.
Deutsche Bank Securities Inc oversees zero of the firm's client assets on a discretionary basis. Discretionary management is a structure in which an investment advisor makes transaction judgments for the client's account without needing the client's consent. Deutsche Bank Securities Inc also oversees 15 non-discretionary accounts with a total of $21.3 million in AUM. The company's average account size is $1.4 million. The typical financial advisor at Deutsche Bank Securities Inc oversees fewer than one client account, making it one of the most personalized firms in the country.
Deutsche Bank Securities Inc's headquarters is located at 1 Columbus Circle, New York, New York 10019. Deutsche Bank Securities Inc is permitted to provide services to customers across 49 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Deutsche Bank Securities Inc by the Numbers
$21.3 million
1,585
15
$1.4 million
Products and Services
Deutsche Bank Securities Inc offers multiple financial services, which can include portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and security rating services. Notably, it did not provide financial planning services to any of its customers in the previous fiscal year. The company does sell products or offer services aside from investment advisory services to its clients. The firm also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, banking or thrift institution, trust company and commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management usually vary depending on which service is offered. However, fee types charged by the company likely consist of the following fee types: asset-based or fixed. The company participates in a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company provides services to high net worth investors and corporations. Out of its 15 clients, Deutsche Bank Securities Inc's largest client group is corporations, although it also caters to seven high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Around 18% of the firm's customers reside abroad.
- High-Net-Worth Individuals* - 46.67%
- Other Individuals - 0%
- Corporations - 53.33%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Deutsche Bank Securities Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Deutsche Bank Securities Inc
New York, NY
Jacksonville, FL
Los Angeles, CA
New York, NY
New York, NY
Jacksonville, FL
New York, NY
Miami, FL
Miami, FL
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