Eaton Financial Group
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Overview
Eaton Financial Group is a financial advisory firm that has its headquarters in Pompano Beach, Florida. It manages $322.4 million in total assets throughout 1,156 client accounts, making it a mid-tier financial advisory firm in the country by assets under management (AUM). It has a small team, including 8 financial advisors. Eaton Financial Group does not act as a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets like stocks, bonds and options.
Eaton Financial Group manages more than half of the firm's client assets in a discretionary manner. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell judgments for the client's account without requiring client consent. It also has four non-discretionary accounts with a total of $3.7 million in AUM. The advisory firm administers roughly $278,929 for every account. The typical financial advisor at Eaton Financial Group manages about 145 client accounts.
The firm's headquarters is at 3111 N. University Drive, Pompano Beach, Florida 33065. Eaton Financial Group is permitted to provide services to clients across a few states, including Florida, New Jersey, New York, North Carolina, Pennsylvania and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Eaton Financial Group by the Numbers
$322.4 million
11
1,156
$278.9 thousand
Products and Services
Eaton Financial Group offers a variety of financial services, including financial planning services, portfolio management for individuals and small businesses and pension consulting services. In the last fiscal year, the company provided 251-500 of its clients with financial planning services. It is engaged in selling products or offering services different than investment advice to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees largely depend on which services are offered. However, fee types charged by the company can include the following fee types: asset-based or hourly. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with a number of different investors. The firm caters to retail investors, high net worth investors, business development companies, pension plans, charitable organizations and corporations. Out of its 1,156 accounts, Eaton Financial Group's largest client group is retail investors, although it also caters to 25 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients reside abroad.
- High-Net-Worth Individuals* - 2.16%
- Other Individuals - 95.5%
- Corporations - 2.16%
- Charitable Organizations - 0.17%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Eaton Financial Group does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Eaton Financial Group
Pompano Beach, FL
Pompano Beach, FL
Pompano Beach, FL
Pompano Beach, FL
Pompano Beach, FL
Pompano Beach, FL
Pompano Beach, FL
Pompano Beach, FL
Boca Raton, FL
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