Klosters Capital
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Overview
Klosters Capital is a financial advisory firm that has its headquarters in Miami, Florida. Klosters Capital administers $363.0 million in assets across 52 client accounts, making it one of the bigger investment advisory firms in the country by assets under management (AUM). The firm has a small group, including 4 financial advisors. Klosters Capital does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable financial assets such as stocks, options and bonds.
Klosters Capital manages 33 of its client assets on a discretionary basis. Discretionary management means that an investment advisor makes buy and sell decisions for the client's account without requiring the client's consent. It also has 19 non-discretionary accounts totaling $310.6 million in AUM. The advisory firm supervises roughly $7.0 million for every customer account. The typical financial advisor at Klosters Capital oversees about 13 client accounts, making it one of the more personalized financial advisor firms in the country.
The company's central office is at 848 Brickell Avenue, Miami, Florida 33131. The company is legally registered to serve investors in the state of Florida.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Klosters Capital by the Numbers
$363.0 million
5
52
$7.0 million
Fee Structure
Fees for financial management largely are based on which service is provided. Fees billed by Klosters Capital most likely include any blend of the following fee structures: asset-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Klosters Capital.
Available
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Offered by 69% of firms
Percentage of Assets
-
Offered by 10% of firms
Other
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
The firm provides services to retail investors and high net worth investors. Out of its 52 customers, Klosters Capital's largest client type is high net worth investors, though it also manages money for 20 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). About 83% of the firm's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 68.97%
- Other Individuals - 31.03%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Klosters Capital does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Klosters Capital
Miami, FL
Miami, FL
Miami, FL
Miami, FL
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