Oc Investment Management Lp

CRD#314948
Investment Advisor Firm

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Learn more about Oc Investment Management Lp

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Oc Investment Management Lp is a financial advisory company located in Miami, Florida. Oc Investment Management Lp manages $23.8 billion in total assets over one customer account, placing it among the largest financial advisory firms in the nation by assets under management (AUM). The firm has a small group, including 3 financial advisors. Oc Investment Management Lp is not a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are tradable financial assets such as stocks, bonds and options.

    Oc Investment Management Lp manages all of the firm's client assets in a discretionary manner. Discretionary management means that a portfolio manager makes transaction judgments for the client's account without requiring the client's approval. Oc Investment Management Lp administers an average of $23.8 billion in assets for every account. The typical financial advisor at Oc Investment Management Lp oversees fewer than one client account, making it one of the most individualized financial advisor firms in the country.

    Oc Investment Management Lp's central office is at 3350 Virginia Street, Miami, Florida 33133. It is registered to serve clients in the state of Florida.

    Assets Under Management

    $23.8 billion

    Number of Advisors

    3

    Disclosures

    No

    Office Location

    3350 Virginia Street
    Miami, FL 33133

    Oc Investment Management Lp by the Numbers

    Total Assets Under Management

    $23.8 billion

    National Average: $8.6 billion
    Total Number of Employees

    6

    National Average: 64
    Total Number of Accounts

    1

    National Average: 375,227
    Average Account Size

    $23.8 billion

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors usually depend on which services are offered. Fees charged by the firm most likely consist of some combination of the following fee types: performance-based or other. The company does not supply a wrap fee program, in which the firm offers a service bundle for a single fee.

    Available

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    It works with pooled investment vehicles. Oc Investment Management Lp's biggest client group is pooled investment vehicles. None of the company's clients are non-U.S. persons.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Oc Investment Management Lp does not have any disclosures.

    Please visit its Form ADV for more details.

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