Pfg Private Wealth Management, LLC
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Overview
Pfg Private Wealth Management, LLC is an advisory firm that has its headquarters in Lutz, Florida. The firm oversees $239.6 million in total assets throughout 1,413 accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). Pfg Private Wealth Management, LLC has a small group, including 6 financial advisors. Pfg Private Wealth Management, LLC is not a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable fiscal investments such as bonds, equities and options.
Pfg Private Wealth Management, LLC administers 1,407 of the firm's client assets on a discretionary basis. Discretionary management signifies that buy and sell decisions are made by an investment advisor without requiring client consent. It also has six non-discretionary accounts totaling $374,919 in AUM. The company's average account size is $169,574. The typical advisor at Pfg Private Wealth Management, LLC oversees about 236 client accounts.
The firm's main office is located at 18572 N. Dale Mabry Hwy, Lutz, Florida 33548. Pfg Private Wealth Management, LLC is legally registered to provide services to investors throughout 7 states, including Florida, Georgia, Louisiana, New York, North Carolina, Texas and Virginia.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Pfg Private Wealth Management, LLC by the Numbers
$239.6 million
6
1,413
$169.6 thousand
Products and Services
Pfg Private Wealth Management, LLC provides a variety of financial services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and educational seminars. In the last financial year, it provided 251-500 of its clients with financial planning services. The firm does not sell products or offer services apart from investment advisory services to its investment advisory customers. It also has a number of financial industry affiliations, including with an insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees largely vary depending on the financial services provided. However, fee types charged by Pfg Private Wealth Management, LLC likely include some combination of the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Pfg Private Wealth Management, LLC.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Pfg Private Wealth Management, LLC caters to retail investors, high net worth investors and pension plans. Out of its 1,413 clients, Pfg Private Wealth Management, LLC's largest client type is retail investors, although it also caters to 54 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 9.18%
- Other Individuals - 90.14%
- Corporations - 0.68%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Pfg Private Wealth Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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