Pl Capital Advisors, LLC
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Overview
Pl Capital Advisors, LLC operates as a financial advisor firm that has its headquarters in Naples, Florida. It manages $378.8 million in total assets throughout five customer accounts, making it one of the bigger firms in the country by assets under management (AUM). Pl Capital Advisors, LLC has a small team, including 4 financial advisors. Pl Capital Advisors, LLC does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial investments such as options, bonds and stocks.
Pl Capital Advisors, LLC administers all of its accounts on a discretionary basis. Discretionary management means that a portfolio manager makes buy and sell judgments for the client's account without needing to seek the client's authorization. The investment advisory firm oversees an average of $75.8 million in assets for each customer account. The typical financial advisor at Pl Capital Advisors, LLC oversees about one client account, placing it among the most personalized financial advisor firms in the country.
The company's central office is at 750 Eleventh Street South, Naples, Florida 34102. The firm is permitted to serve investors throughout a number of states, including Florida and Illinois.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Pl Capital Advisors, LLC by the Numbers
$378.8 million
8
5
$75.8 million
Fee Structure
Fees charged by financial advisors largely are based on the services offered. Fee types charged by the company likely are comprised of any blend of the following fee types: asset-based or performance-based. The company does not supply a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm works with pooled investment vehicles and other investment advisers. Out of its five customers, Pl Capital Advisors, LLC's biggest client is pooled investment vehicles. None of its clients are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Pl Capital Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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