Plan Confidence Corporation
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Overview
Plan Confidence Corporation is a financial advisory firm located in Sarasota, Florida. The firm has $75.3 thousand in total assets over three customer accounts. The company has a small group, including 1 financial advisor. Plan Confidence Corporation does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets like bonds, stocks and options.
Plan Confidence Corporation oversees most of the firm's client assets in a discretionary manner. Discretionary management means that buy and sell choices for the client's account are made by an investment advisor without requiring the customer's consent. The firm also has one non-discretionary accounts with a total of $19,481 in AUM. The company's average account size is $25,113. An average advisor at Plan Confidence Corporation oversees about three client accounts, placing it among the most individualized financial advisor firms in the country.
The company's headquarters is at 4974 Oldham St, Sarasota, Florida 34238. The company is legally registered to provide services to clients throughout 24 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Plan Confidence Corporation by the Numbers
$75.3 thousand
2
3
$25.1 thousand
Fee Structure
Fees for financial advice largely are based on which services are provided. However, fee types billed by Plan Confidence Corporation likely include the following fee structures: asset-based or fixed. The company does not participate in a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm works with retail investors. Out of its three clients, Plan Confidence Corporation's largest client type is retail investors. None of the firm's customers reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 100%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Plan Confidence Corporation does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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