Point Break Capital Management LLC

CRD#164213
Investment Advisor Firm

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Overview

Point Break Capital Management LLC is an advisory firm located in Miami, Florida. The firm has $1.9 billion in assets under management across one account, placing it among the biggest firms in the country by assets under management (AUM). The firm has a small group, including 10 financial advisors. Point Break Capital Management LLC does not act as a registered broker-dealer, meaning the firm cannot buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal assets like options, stocks and bonds.

Point Break Capital Management LLC oversees all of the company's client assets in a discretionary manner. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell judgments without needing to seek client approval. The investment advisory firm manages an average of $1.9 billion in assets for every customer account. The average financial advisor at Point Break Capital Management LLC oversees fewer than one client account, placing it among the most personalized firms in the country.

The company's main office is at 3550 Biscayne Blvd., Miami, Florida 33137. The company is legally registered to serve investors in the state of Florida.

Assets Under Management

$1.9 billion

Number of Advisors

10

Disclosures

No

Office Location

3550 Biscayne Blvd.
Miami, FL 33137

Point Break Capital Management LLC by the Numbers

Total Assets Under Management

$1.9 billion

National Average: $8.6 billion
Total Number of Employees

10

National Average: 64
Total Number of Accounts

1

National Average: 375,227
Average Account Size

$1.9 billion

National Average: $23.0 thousand
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Fee Structure

Fees for financial advisory services largely vary depending on the type of services provided. However, fees charged by the firm likely consist of some combination of the following fee types: fixed or other. The company does not participate in a wrap fee program, in which the firm offers a bundle of services for a single fee.

Available

  • Offered by 32% of firms

    Fixed

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    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Offered by 10% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 69% of firms that offer this fee type

    Percentage of Assets

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    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

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    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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Types of Clients

The company works with pooled investment vehicles. Point Break Capital Management LLC's biggest client type is pooled investment vehicles. About 100% of its clients are non-U.S. persons.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Point Break Capital Management LLC does not have any disclosures.

Please visit its Form ADV for more details.

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