Private Capital Management
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Overview
Private Capital Management is a financial advisor firm located in Naples, Florida. It controls $956.5 million in assets under management throughout 323 customer accounts, making it one of the larger investment advisory firms in the nation by assets under management (AUM). It has a small team, including 9 financial advisors. Private Capital Management does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer firm to do so. Securities are tradable financial investments such as options, stocks and bonds.
Private Capital Management oversees all of its client assets in a discretionary manner. Discretionary management means that a portfolio manager has the discretion to make buy and sell decisions without needing to seek the customer's consent. The investment advisory firm administers an average of $3.0 million for every account. The typical financial advisor at Private Capital Management manages around 36 client accounts, placing it towards the middle in terms of personalization.
The firm's central office is at 8889 Pelican Bay Blvd., Naples, Florida 34108-7512. The firm is allowed to serve investors throughout 37 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Private Capital Management by the Numbers
$956.5 million
19
323
$3.0 million
Products and Services
Private Capital Management provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for institutional clients. In the last fiscal year, the firm provided 51-100 of its clients with financial planning services. The firm does not sell products or offer services other than investment advisory services to its investment advisory accounts. The firm is also affiliated with one or more other service providers in the financial services industry, including with a broker-dealer or securities dealer.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees typically depend on which services are offered. However, fee types billed by the firm most likely consist of the following fee types: asset-based or performance-based. Private Capital Management does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company manages money for a broad range of investors. The firm provides services to retail investors, high net worth investors, investment companies, pooled investment vehicles, charitable organizations, other investment advisers and corporations. Out of its 323 customers, Private Capital Management's biggest client type by number of accounts is high net worth investors, but it also serves 210 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of its accounts reside abroad.
- High-Net-Worth Individuals* - 66.88%
- Other Individuals - 26.43%
- Corporations - 4.78%
- Charitable Organizations - 1.91%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Private Capital Management does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Private Capital Management
Naples, FL
Naples, FL
Naples, FL
Naples, FL
Naples, FL
Naples, FL
Naples, FL
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