Rialto Capital Management, LLC

CRD#159998
Investment Advisor and Brokerage Firm

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Learn more about Rialto Capital Management, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Rialto Capital Management, LLC is located at 200 South Biscayne Boulevard, Miami, FL. The firm employs 89 financial advisors and is a registered broker-dealer.

    Rialto Capital Management, LLC manages $18.4 billion in assets across 67 accounts, with 64 discretionary accounts and 3 non-discretionary accounts. The firm offers portfolio management for pooled investment vehicles and institutional clients. Its fee structure includes asset-based, fixed, and performance-based fees. The primary types of investors served are pooled investment vehicles, which also represent the largest client type by accounts.

    Rialto Capital Management, LLC is registered in the states of California, Florida, Georgia, Maryland, New York, and North Carolina.

    Assets Under Management

    $18.4 billion

    Number of Advisors

    89

    Disclosures

    No

    Office Location

    200 South Biscayne Boulevard
    Miami, FL 33131

    Rialto Capital Management, LLC by the Numbers

    Total Assets Under Management

    $18.4 billion

    National Average: $8.6 billion
    Total Number of Employees

    93

    National Average: 64
    Total Number of Accounts

    67

    National Average: 375,227
    Average Account Size

    $275.1 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial advisory services usually vary depending on the type of financial services offered. However, fees charged by Rialto Capital Management, LLC can consist of some combination of the following fee types: asset-based, fixed, and performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company. The firm has the ability to withdraw its charges directly from customer funds.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    Rialto Capital Management, LLC caters to pooled investment vehicles. Out of its 67 clients, Rialto Capital Management, LLC's largest client by number of accounts is pooled investment vehicles. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 10% of its clients reside abroad.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Rialto Capital Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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