Rivo Alto Capital Funding LLC
Answer a few questions and
get matched with an advisor.
Learn more about Rivo Alto Capital Funding LLC
Overview
Rivo Alto Capital Funding LLC is an advisory company located in North Miami Beach, Florida. It controls $363.2 million in total assets throughout five accounts, placing it among the larger investment advisory firms in the country by assets under management (AUM). It has a small team, including 3 financial advisors. Rivo Alto Capital Funding LLC is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal investments like equities, options and bonds.
Rivo Alto Capital Funding LLC oversees all of the company's client assets in a discretionary manner. Discretionary management means that a portfolio manager makes transaction decisions for the client's account without requiring client consent. Rivo Alto Capital Funding LLC's average account size is $72.6 million. The average advisor at Rivo Alto Capital Funding LLC administers about two client accounts, making it one of the most individualized firms in the country.
The firm's headquarters is located at 3323 Ne 163 Street, North Miami Beach, Florida 33160. The firm is permitted to serve customers in the state of Florida.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Rivo Alto Capital Funding LLC by the Numbers
$363.2 million
11
5
$72.6 million
Fee Structure
Fees charged by financial advisors usually depend on the services provided. Fees charged by the firm typically consist of non-traditional fee structures. The company does not provide a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
-
Offered by 10% of firms
Other
Unavailable
-
Find one of the 69% of firms that offer this fee type
Percentage of Assets
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
It caters to pooled investment vehicles. Out of its five accounts, Rivo Alto Capital Funding LLC's largest client type by number of accounts is pooled investment vehicles. About 13% of its accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Rivo Alto Capital Funding LLC does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.