Seaview Investment Managers LLC

CRD#300155
Investment Advisor Firm

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Learn more about Seaview Investment Managers LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Seaview Investment Managers LLC operates as an advisory firm located in Miami, Florida. The firm handles $1.1 billion in assets across 1,551 customer accounts, making it one of the larger financial advisory firms in the United States by assets under management (AUM). It has a small team, including 4 financial advisors. Seaview Investment Managers LLC does not act as a registered broker-dealer, meaning the company is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments like options, bonds and equities.

    Seaview Investment Managers LLC oversees more than half of the company's accounts in a discretionary manner. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell choices for the client's account without needing the client's authorization. Seaview Investment Managers LLC also oversees 235 non-discretionary accounts with a total of $159.1 million in assets. Seaview Investment Managers LLC's typical account size is $689,103. The typical advisor at Seaview Investment Managers LLC oversees about 388 client accounts.

    The company's main office is located at 1001 Brickell Bay Drive, Miami, Florida 33131. It is legally allowed to provide services to clients in the state of Florida.

    Assets Under Management

    $1.1 billion

    Number of Advisors

    4

    Disclosures

    No

    Office Location

    1001 Brickell Bay Drive
    Miami, FL 33131

    Seaview Investment Managers LLC by the Numbers

    Total Assets Under Management

    $1.1 billion

    National Average: $8.6 billion
    Total Number of Employees

    7

    National Average: 64
    Total Number of Accounts

    1,551

    National Average: 375,227
    Average Account Size

    $689.1 thousand

    National Average: $23.0 thousand
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    Products and Services

    Seaview Investment Managers LLC offers a number of financial services, which can include portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and other services. The company is not engaged in selling products or offering services apart from investment advice to its investment advisory accounts. The company is affiliated with one or more other service providers in the financial services industry, including with a broker-dealer or securities dealer.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    A financial advisor's fees depend on which services the firm provides the client. However, fee types charged by Seaview Investment Managers LLC can be comprised of any combination of the following fee types: asset-based or performance-based. The company does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company works with retail investors, high net worth investors, other investment advisers and other. Out of its 1,551 customers, Seaview Investment Managers LLC's biggest client by number of accounts is high net worth investors, though it also caters to 15 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). About 90% of the company's customers are represented by non-U.S. persons.

    • High-Net-Worth Individuals* - 75%
    • Other Individuals - 20%
    • Corporations - 5%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Seaview Investment Managers LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Seaview Investment Managers LLC

    Andrea Coba
    Miami, FL

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