Seaview Investment Managers LLC

CRD#300155
Investment Advisor Firm

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Learn more about Seaview Investment Managers LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Seaview Investment Managers LLC is located at 2 Alhambra Plaza, Miami, FL. The firm employs 6 financial advisors to manage client portfolios and provide financial guidance. Seaview Investment Managers LLC is not a registered broker-dealer.

    Seaview Investment Managers LLC oversees $1.1 billion in assets under management across 1,461 accounts, of which 1,323 are discretionary and 138 are non-discretionary. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters, and other services. The firm caters to retail investors, high net worth investors, and other investment advisers, with retail investors being the largest client type by accounts. The fee structure at Seaview Investment Managers LLC includes asset-based and performance-based fees. The firm has 1 high net worth client and maintains affiliations with a broker-dealer or securities dealer.

    Seaview Investment Managers LLC is registered in the state of Florida.

    Assets Under Management

    $1.1 billion

    Number of Advisors

    6

    Disclosures

    No

    Office Location

    2 Alhambra Plaza
    Miami, FL 33134

    Seaview Investment Managers LLC by the Numbers

    Total Assets Under Management

    $1.1 billion

    National Average: $8.6 billion
    Total Number of Employees

    11

    National Average: 64
    Total Number of Accounts

    1,461

    National Average: 375,227
    Average Account Size

    $777.0 thousand

    National Average: $23.0 thousand
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    Products and Services

    Seaview Investment Managers LLC provides multiple services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters, and other services. However, Seaview Investment Managers LLC did not provide any of its customers with financial planning services in the last financial year. The Firm is not involved in selling products or offering services apart from investment advice to its investment advisory customers.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Find a firm that offers this service

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial advice largely are based on the financial services offered. Fees billed by Seaview Investment Managers LLC can include any blend of the following fee structures: asset-based or performance-based.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    It caters to retail investors, high net worth investors, and other investment advisers. Out of its 3 clients, Seaview Investment Managers LLC's largest client group by number of accounts is other investment advisers, although it also manages money for 1 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 5%
    • Other Individuals - 95%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Seaview Investment Managers LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Seaview Investment Managers LLC

    Federico Jover
    Miami, FL
    Esteban Sapetnitzky
    Miami, FL
    Alfonso Osorio
    Miami, FL
    Renato Morzan
    Miami, FL
    Ignacio Sapetnitzky
    Miami, FL
    Andrea Coba
    Miami, FL

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