Stratigraphic Asset Management, Inc
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Overview
Stratigraphic Asset Management, Inc operates as a financial advisory company headquartered in Miami, Florida. It administers $124.8 million in assets under management over 66 accounts, placing it in the mid-tier of investment advisory firms in the United States by assets under management (AUM). The company has a small group, including 1 financial advisor. Stratigraphic Asset Management, Inc does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets such as equities, bonds and options.
Stratigraphic Asset Management, Inc manages most of its accounts on a discretionary basis. Discretionary management is a structure in which a portfolio manager makes buy and sell decisions without needing to seek client authorization. Stratigraphic Asset Management, Inc also administers two non-discretionary accounts with a total of $32.4 million in AUM. The investment advisory firm oversees an average of $1.9 million in assets for every client account. The typical advisor at Stratigraphic Asset Management, Inc oversees around 66 client accounts, making it about average in terms of personalization.
Stratigraphic Asset Management, Inc's central office is at 804 Douglas Rd, Miami, Florida 33134. It is legally registered to serve customers across 2 states, including Florida and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Stratigraphic Asset Management, Inc by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$124.8 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
1
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
66
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$1.9 million
Fee Structure
Fees charged by financial advisors usually are based on which services are offered. Fees billed by Stratigraphic Asset Management, Inc typically consist of the following fee structure: asset-based. The company does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Stratigraphic Asset Management, Inc does business with a number of different investors. It works with retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 66 accounts, Stratigraphic Asset Management, Inc's largest client group by number of accounts is high net worth investors, but it also serves 37 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 8% of the company's accounts are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 56.06%
- Other Individuals - 15.15%
- Corporations - 25.76%
- Charitable Organizations - 3.03%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Stratigraphic Asset Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Stratigraphic Asset Management, Inc
Miami, FL
Miami, FL
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