Wiley Bros.-Aintree Capital, LLC

Core Advisor Services

• Offered by 31% of firms

  Financial Planning Services

  This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

• Offered by 46% of firms

  Portfolio Management

  This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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  Market Timing Services

  This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

• Offered by 20% of firms

  Selection of Other Advisors

  This is the firm's assistance with choosing other advisors to work with who may have different specialties.

• Offered by 3% of firms

  Publication of Periodicals

  This is the publication of various financial education materials.

• Offered by 6% of firms

  Educational Seminars/Workshops

  This is the hosting of seminars or workshops to educate investors on financial concepts.

Available

• Offered by 69% of firms

  Percentage of Assets

  Show Explanation

  This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

• Offered by 21% of firms

  Hourly

  Show Explanation

  Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

• Offered by 1% of firms

  Commissions

  Show Explanation

  Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

• Offered by 26% of firms

  Performance-based

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  Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

• Offered by 0% of firms

  Subscription

  Show Explanation

  Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

• Offered by 32% of firms

  Fixed

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  Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

• Offered by 10% of firms

  Other

  Show Explanation

  Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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