Dai Wealth, Inc
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Overview
Dai Wealth, Inc operates as a financial advisory firm headquartered in Atlanta, Georgia. It has $108.0 million in assets throughout 796 accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). It has a small group, including 11 financial advisors. Dai Wealth, Inc does not act as a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments such as options, bonds and equities.
Dai Wealth, Inc administers more than half of the company's accounts on a discretionary basis. Discretionary management is a structure in which transaction decisions for the client's account are made by an investment advisor without needing client approval. The company also manages 64 non-discretionary accounts totaling $4.4 million in assets under management. The company oversees an average of $135,619 for every client account. The average financial advisor at Dai Wealth, Inc manages around 72 client accounts, making it about average in terms of personalization.
The company's central office is at 2200 Century Pkwy Ne, Atlanta, Georgia 30345. It is allowed to serve customers throughout 23 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Dai Wealth, Inc by the Numbers
$108.0 million
23
796
$135.6 thousand
Products and Services
Services offered by Dai Wealth, Inc can include portfolio management for individuals and small businesses and selection of other advisers. Notably, it did not provide financial planning services to any of its accounts in the prior financial year. Dai Wealth, Inc does not sell products or offer services other than investment advisory services to its investment advisory accounts. It also has a number of financial industry affiliations, including with a broker-dealer or securities dealer and insurance company or agency.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees vary depending on which service is provided. Fees billed by the firm likely are comprised of any blend of the following fee types: asset-based or hourly. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Dai Wealth, Inc manages money for a broad range of customers. The company works with retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 796 customers, Dai Wealth, Inc's largest client type is retail investors, though it also serves 70 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are from outside of the U.S.
- High-Net-Worth Individuals* - 11.18%
- Other Individuals - 84.03%
- Corporations - 1.92%
- Charitable Organizations - 2.88%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Dai Wealth, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Dai Wealth, Inc
Atlanta, GA
Atlanta, GA
Hingham, MA
Atlanta, GA
Atlanta, GA
Atlanta, GA
Atlanta, GA
Atlanta, GA
Austin, TX
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