Eagle Strategies LLC

CRD#110826
Investment Advisor Firm

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Learn more about Eagle Strategies LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Eagle Strategies LLC is a financial advisor company headquartered in New York, New York. The firm has $18.1 billion in assets under management across 84,457 accounts, placing it among the largest financial advisory firms in the country by assets under management (AUM). It has a very large group, including 1,833 financial advisors. Eagle Strategies LLC does not act as a registered broker-dealer, meaning the company cannot buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are exchangable fiscal investments like equities, bonds and options.

    Eagle Strategies LLC manages some of the firm's client assets on a discretionary basis. Discretionary management means that transaction judgments are made by an investment advisor without requiring client consent. It also oversees 82,294 non-discretionary accounts with a total of $17.2 billion in assets. The investment advisory firm's average account size is $214,423. The typical advisor at Eagle Strategies LLC manages around 46 client accounts, placing it towards the middle in terms of personalization.

    Eagle Strategies LLC’s central office is located at 51 Madison Avenue, New York, New York 10010. The company is allowed to provide services to investors throughout 51 U.S. states and territories.

    Assets Under Management

    $18.1 billion

    Number of Advisors

    1,833

    Disclosures

    No

    Office Location

    51 Madison Avenue
    New York, NY 10010

    Eagle Strategies LLC by the Numbers

    Total Assets Under Management

    $18.1 billion

    National Average: $9.0 billion
    Total Number of Employees

    2,277

    National Average: 71,771
    Total Number of Accounts

    84,457

    National Average: 4,329
    Average Account Size

    $214.4 thousand

    National Average: $2.1 million
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    Products and Services

    Eagle Strategies LLC provides multiple services, which can consist of financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. In the past financial year, the firm provided 2500 of its accounts with financial planning services. The firm is not engaged in selling products or offering services apart from investment advice to its investment advisory clients. It is also affiliated with a number of other companies in the financial services industry, including with a broker-dealer or securities dealer, trust company, accountant or accounting firm, insurance company or agency and commodity pool advisor.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 47% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 21% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 7% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial advisory fees largely depend on the services offered. However, fees charged by Eagle Strategies LLC likely include the following fee types: asset-based, hourly or fixed. The company participates in a wrap fee program, in which the company offers a service bundle for a single fee.

    Available

    • Offered by 70% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 33% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm caters to retail investors, high net worth investors, charitable organizations and corporations. Out of its 84,457 customers, Eagle Strategies LLC's biggest client is retail investors, but it also caters to 17,665 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 20.92%
    • Other Individuals - 78.01%
    • Corporations - 0.9%
    • Charitable Organizations - 0.18%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Eagle Strategies LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Eagle Strategies LLC

    Phillip Mabey
    Latham, NY
    Scotty Hendricks
    Memphis, TN
    Mark Howard
    Dallas, TX
    Zachary Barton
    Kyle, TX
    David Eddy
    Prosper, TX
    Jayci Schneider
    Lubbock, TX
    Christopher Mcdonald
    Chicago, IL
    Jakob Hart
    Sarasota, FL
    Henry Frazier
    San Jose, CA

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