Eagle Strategies LLC

CRD#110826
Investment Advisor Firm

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Learn more about Eagle Strategies LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Eagle Strategies LLC is an advisory company that has its headquarters in New York, New York. It handles $16.7 billion in assets under management across 87,580 customer accounts, making it one of the biggest financial advisory firms in the country by assets under management (AUM). The firm has a very large team, including 1,885 financial advisors. Eagle Strategies LLC is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer company to do so. Securities are exchangable fiscal investments like options, stocks and bonds.

    Eagle Strategies LLC administers some of the firm's client assets on a discretionary basis. Discretionary management signifies that buy and sell decisions for the client's account are made by a portfolio manager without needing to seek the customer's permission. It also oversees 85,046 non-discretionary accounts with a total of $15.8 billion in AUM. Eagle Strategies LLC manages roughly $190,309 for every client account. An average advisor at Eagle Strategies LLC administers around 46 client accounts, making it about average in terms of personalization.

    The firm's headquarters is located at 51 Madison Avenue, New York, New York 10010. Eagle Strategies LLC is legally allowed to provide services to investors across 51 U.S. states and territories.

    Assets Under Management

    $16.7 billion

    Number of Advisors

    1,885

    Disclosures

    No

    Office Location

    51 Madison Avenue
    New York, NY 10010

    Eagle Strategies LLC by the Numbers

    Total Assets Under Management

    $16.7 billion

    National Average: $8.6 billion
    Total Number of Employees

    2,392

    National Average: 64
    Total Number of Accounts

    87,580

    National Average: 375,227
    Average Account Size

    $190.3 thousand

    National Average: $23.0 thousand
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    Products and Services

    Eagle Strategies LLC provides multiple services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. In the past financial year, Eagle Strategies LLC provided 3000 of its clients with financial planning services. It is not engaged in selling products or offering services other than investment advisory services to its investment advisory accounts. It also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, trust company, accountant or accounting firm, insurance company or agency and commodity pool advisor.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial management fees typically are based on the type of financial services provided. Fee types charged by the company can include the following fee types: asset-based, hourly or fixed. The company participates in a wrap fee program, in which the firm offers a bundle of services for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company works with retail investors, high net worth investors, charitable organizations and corporations. Out of its 87,580 customers, Eagle Strategies LLC's largest client group is retail investors, but it also serves 15,058 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients reside abroad.

    • High-Net-Worth Individuals* - 17.19%
    • Other Individuals - 81.8%
    • Corporations - 0.81%
    • Charitable Organizations - 0.2%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Eagle Strategies LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Eagle Strategies LLC

    Kyoung Lee
    Fairfax, VA
    Joshua Mccarthy
    Buffalo, NY
    Justin Lindahl
    Madison, CT
    Christopher Mcdonald
    Chicago, IL
    Walter Lawrence
    Monroe, LA
    Vanessa Bucklin
    Conrad, MT
    Bradley Brodersen
    Lincoln, NE
    Thuan Pham
    San Jose, CA
    John Schweitzer
    Overland Park, KS

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