Financial Architects, LLC

CRD#116027
Investment Advisor Firm

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Learn more about Financial Architects, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Financial Architects, LLC is a financial advisory company based in Woodstock, Georgia. The firm administers $112.4 million in assets across 306 customer accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). It has a small team, including 3 financial advisors. Financial Architects, LLC does not act as a registered broker-dealer, meaning the firm cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are exchangable fiscal investments such as options, bonds and stocks.

    Financial Architects, LLC manages all of the firm's accounts on a discretionary basis. Discretionary management means that buy and sell choices for the client's account are made by an investment advisor without requiring the customer's consent. The investment advisory firm's typical account size is $367,338. An average advisor at Financial Architects, LLC oversees around 102 client accounts.

    The firm's main office is located at 302 Creekstone Ridge, Woodstock, Georgia 30188. Financial Architects, LLC is legally allowed to provide services to clients throughout 3 states, including Florida, Georgia and Texas.

    Assets Under Management

    $112.4 million

    Number of Advisors

    3

    Disclosures

    No

    Office Location

    302 Creekstone Ridge
    Woodstock, GA 30188

    Financial Architects, LLC by the Numbers

    Total Assets Under Management

    $112.4 million

    National Average: $8.6 billion
    Total Number of Employees

    3

    National Average: 64
    Total Number of Accounts

    306

    National Average: 375,227
    Average Account Size

    $367.3 thousand

    National Average: $23.0 thousand
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    Products and Services

    Financial Architects, LLC offers multiple financial services, which can include financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. In the last fiscal year, it provided 11-25 of its accounts with financial planning services. It is engaged in selling products or offering services different than investment advice to its clients.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    Fees for financial advisory services usually vary depending on the type of services offered. However, fee types billed by the company likely are comprised of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    It provides services to retail investors and high net worth investors. Out of its 306 clients, Financial Architects, LLC's largest client type by number of accounts is retail investors, though it also caters to 38 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 45.24%
    • Other Individuals - 54.76%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Financial Architects, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Financial Architects, LLC

    Kaitlyn Barnes
    Woodstock, GA
    Anitha Rao
    Woodstock, GA
    David Hultstrom
    Woodstock, GA

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