Globalt Investments

CRD#328039
Investment Advisor Firm

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Learn more about Globalt Investments

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Globalt Investments is located at 3200 Windy Hill Road, SE, Atlanta, GA. The firm employs 18 financial advisors to manage client portfolios and provide financial guidance. Globalt Investments is not a registered broker-dealer.

    Globalt Investments oversees $2.7 billion in assets under management across 3,887 accounts, all of which are discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for institutional clients, and other services. The firm caters to retail investors, high net worth investors, pension plans, charitable organizations, state or municipal government entities, and corporations, with retail investors being the largest client type by accounts. The fee structure at Globalt Investments includes asset-based, fixed, and other fees. The firm has 599 high net worth clients.

    Globalt Investments is registered in the states of Alabama, California, Colorado, Florida, Georgia, Hawaii, Illinois, Indiana, Kentucky, Louisiana, Maryland, Michigan, Mississippi, Missouri, Nevada, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, and Washington.

    Assets Under Management

    $2.7 billion

    Number of Advisors

    18

    Disclosures

    No

    Office Location

    3200 Windy Hill Road, Se
    Atlanta, GA 30339

    Globalt Investments by the Numbers

    Total Assets Under Management

    $2.7 billion

    National Average: $8.6 billion
    Total Number of Employees

    18

    National Average: 64
    Total Number of Accounts

    3,887

    National Average: 375,227
    Average Account Size

    $684.8 thousand

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial advice largely are based on which services the firm provides the client. Fees billed by Globalt Investments most likely include some blend of the following fee structures: asset-based, fixed, or other. The company does participate in a wrap fee program, in which the firm offers a bundle of services for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The company does business with a broad range of customers. The firm provides services to retail investors, high net worth investors, pension plans, charitable organizations, state or municipal government entities, and corporations. Out of its 6 clients, Globalt Investments's biggest client group by number of accounts is high net worth investors, but it also caters to 599 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of more than $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 15.41%
    • Other Individuals - 78.98%
    • Corporations - 3.55%
    • Charitable Organizations - 2.06%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Globalt Investments does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Globalt Investments

    Jairus Buchanan
    Atlanta, GA
    Veronica Fulton
    Atlanta, GA
    Cheryl Lavette
    Atlanta, GA
    James Kish
    Atlanta, GA
    Marc Sydnor
    Atlanta, GA
    Thomas Martin
    Atlanta, GA
    Annette Marshall
    Atlanta, GA
    Drake Craig
    Atlanta, GA
    Kimberly Woody
    Atlanta, GA

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