Gutt Financial Management, LLC
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Overview
Gutt Financial Management, LLC operates as a financial advisory firm based in Atlanta, Georgia. The firm administers $135.7 million in assets under management over 224 client accounts, placing it in the mid-tier of financial advisory firms in the nation by assets under management (AUM). The firm has a small team, including 1 financial advisor. Gutt Financial Management, LLC does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer company to do so. Securities are tradable fiscal assets like bonds, options and stocks.
Gutt Financial Management, LLC manages the majority of the company's accounts in a discretionary manner. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell decisions without needing client consent. It also administers 34 non-discretionary accounts totaling $19.7 million in assets under management. The company supervises roughly $606,021 in assets for each customer account. The typical financial advisor at Gutt Financial Management, LLC manages about 224 client accounts.
Gutt Financial Management, LLC's headquarters is at 3414 Peachtree Rd Ne, Atlanta, Georgia 30326. It is allowed to provide services to customers throughout a number of states, including Florida and Georgia.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Gutt Financial Management, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$135.7 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
2
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
224
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$606.0 thousand
Products and Services
Financial services that Gutt Financial Management, LLC provides include financial planning services and portfolio management for individuals and small businesses. In the prior financial year, the company provided financial planning services to 26-50 of its accounts. Gutt Financial Management, LLC does not sell products or offer services aside from investment advisory services to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors are based on which service is offered. Fees charged by the firm most likely consist of the following fee structures: asset-based or fixed. The company does not provide a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It caters to high net worth investors. Out of its 224 customers, Gutt Financial Management, LLC's largest client by number of accounts is high net worth investors, although it also caters to 50 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 100%
- Other Individuals - 0%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Gutt Financial Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Gutt Financial Management, LLC
Atlanta, GA
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