Km Capital Management, LTD
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Overview
Km Capital Management, LTD operates as a financial advisor company based in Austin, Texas. The company has $250.8 million in assets over 224 client accounts, making it a mid-tier financial advisory firm in the United States by assets under management (AUM). The firm has a small team, including 3 financial advisors. Km Capital Management, LTD does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are tradable financial assets like equities, options and bonds.
Km Capital Management, LTD oversees the majority of its accounts on a discretionary basis. Discretionary management is a structure in which transaction decisions are made by a portfolio manager without needing client permission. The company also manages 11 non-discretionary accounts with a total of $50.2 million in assets. The advisory firm's typical account size is $1.1 million. The typical advisor at Km Capital Management, LTD oversees around 75 client accounts, placing it towards the middle in terms of personalization.
The firm's main office is at 1701 Directors Blvd., Austin, Texas 78744. Km Capital Management, LTD is allowed to serve investors in the state of Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Km Capital Management, LTD by the Numbers
$250.8 million
7
224
$1.1 million
Products and Services
Km Capital Management, LTD offers multiple financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and other services. In the past fiscal year, Km Capital Management, LTD provided financial planning services to 26-50 of its clients. It is engaged in selling products or offering services different than investment advice to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors usually vary depending on which service is provided. However, fee types billed by Km Capital Management, LTD can be comprised of the following fee structures: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Km Capital Management, LTD.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Km Capital Management, LTD provides services to retail investors, high net worth investors, pooled investment vehicles and charitable organizations. Out of its 224 clients, Km Capital Management, LTD's biggest client group is high net worth investors, though it also caters to 23 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers reside abroad.
- High-Net-Worth Individuals* - 54.76%
- Other Individuals - 40.48%
- Corporations - 2.38%
- Charitable Organizations - 2.38%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Km Capital Management, LTD does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Km Capital Management, LTD
Austin, TX
Austin, TX
Atlanta, GA
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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