Narwhal Capital Management
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Overview
Narwhal Capital Management is located at 531 Roselane Street, Marietta, GA. The firm employs 11 financial advisors to manage client portfolios and provide financial guidance. Narwhal Capital Management is not a registered broker-dealer.
Narwhal Capital Management oversees $1.6 billion in assets under management across 676 accounts, of which 656 are discretionary and 20 are non-discretionary. Over the past year, the firm has provided financial planning services to between 11 and 25 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and pension consulting services. The firm caters to retail investors, high net worth investors, pooled investment vehicles, charitable organizations, and corporations, with retail investors being the largest client type by accounts. The fee structure at Narwhal Capital Management includes asset-based and hourly fees. The firm has 88 high net worth clients and maintains affiliations with an accountant or accounting firm.
Narwhal Capital Management is registered in the states of Alabama, Florida, Georgia, North Carolina, Tennessee, and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Narwhal Capital Management by the Numbers
$1.6 billion
20
676
$2.3 million
Products and Services
Narwhal Capital Management provides a variety of services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and pension consulting services. In the past financial year, Narwhal Capital Management provided financial planning services to 45621 of its clients. The Firm is involved in selling products or offering services apart from investment advisory services to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors usually vary depending on the type of financial services offered. Fees billed by Narwhal Capital Management may include any blend of the following fee structures: asset-based or hourly.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm does business with a broad range of clients. The firm works with retail investors, high net worth investors, pooled investment vehicles, charitable organizations, and corporations. Out of its 5 clients, Narwhal Capital Management's biggest client type by number of accounts is corporations, but it also caters to 88 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of at least $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 28.3%
- Other Individuals - 63.34%
- Corporations - 5.47%
- Charitable Organizations - 2.89%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Narwhal Capital Management does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Narwhal Capital Management
Marietta, GA
Marietta, GA
Marietta, GA
Marietta, GA
Marietta, GA
Marietta, GA
Marietta, GA
Marietta, GA
Marietta, GA
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