On Investment Management Co

CRD#105662
Investment Advisor Firm

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Overview

On Investment Management Co is a financial advisory company headquartered in Cincinnati, Ohio. On Investment Management Co administers $2.1 billion in assets across 12,239 customer accounts, making it one of the largest investment advisory firms in the country by assets under management (AUM). On Investment Management Co has a large group, including 256 financial advisors. On Investment Management Co does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are tradable fiscal assets such as stocks, options and bonds.

On Investment Management Co oversees some of its client assets in a discretionary manner. Discretionary management means that transaction choices are made by an investment advisor without requiring client consent. The company also administers 10,067 non-discretionary accounts totaling $1.6 billion in assets under management. The investment advisory firm supervises an average of $169,824 in assets for every account. The average financial advisor at On Investment Management Co manages about 48 client accounts, making it about average in terms of personalization.

The company's central office is located at One Financial Way, Cincinnati, Ohio 45242. The company is permitted to serve clients throughout 51 U.S. states and territories.

Assets Under Management

$2.1 billion

Number of Advisors

256

Disclosures

No

Office Location

One Financial Way
Cincinnati, OH 45242

On Investment Management Co by the Numbers

Total Assets Under Management

$2.1 billion

National Average: $8.6 billion
Total Number of Employees

256

National Average: 64
Total Number of Accounts

12,239

National Average: 375,227
Average Account Size

$169.8 thousand

National Average: $23.0 thousand
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Products and Services

On Investment Management Co provides multiple services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. In the last financial year, On Investment Management Co provided 251-500 of its accounts with financial planning services. The firm is not engaged in selling products or offering services aside from investment advisory services to its investment advisory customers. On Investment Management Co is affiliated with a number of other service providers in the financial services industry, including with a broker-dealer or securities dealer and insurance company or agency.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 46% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 20% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Fees charged by financial advisors usually vary depending on which service is offered. Fees billed by On Investment Management Co most likely are comprised of the following fee types: asset-based, hourly or fixed. On Investment Management Co participates in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 21% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm does business with a number of different clients. The company works with retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 12,239 customers, On Investment Management Co's largest client group is retail investors, but it also manages money for 364 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 4.48%
  • Other Individuals - 93.19%
  • Corporations - 2.17%
  • Charitable Organizations - 0.16%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

On Investment Management Co does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at On Investment Management Co

Tim Ward
Rushville, IL
Keith Conley
Tustin, CA
Glenn Eckstut
Southampton, PA
John Cagle
Mackinaw, IL
Stefan Faerber
Napoleon, OH
Pamela Weaver
Weirton, WV
Rachel Debigare
Jacksonville, FL
Robin Faulkner-Harrison
Rock Springs, WY

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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