Regimen Wealth, LLC
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Overview
Regimen Wealth, LLC is a financial advisor company located in Atlanta, Georgia. Regimen Wealth, LLC oversees $245.4 million in assets under management throughout 698 client accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). The firm has a small group, including 4 financial advisors. Regimen Wealth, LLC does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer company to do so. Securities are defined as exchangable financial assets like options, bonds and equities.
Regimen Wealth, LLC manages all of the company's client assets in a discretionary manner. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell choices for the client's account without requiring client permission. Regimen Wealth, LLC supervises about $351,534 for every account. An average advisor at Regimen Wealth, LLC manages around 175 client accounts.
The company's headquarters is at 300 Galleria Pkwy Se, Atlanta, Georgia 30339. Regimen Wealth, LLC is registered to provide services to clients throughout a number of states, including California, Colorado, Florida, Georgia, Louisiana, Nebraska, New Hampshire and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Regimen Wealth, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$245.4 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
6
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
698
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$351.5 thousand
Products and Services
Regimen Wealth, LLC provides multiple financial services, which can consist of financial planning services, portfolio management for individuals and small businesses and selection of other advisers. In the past financial year, the firm provided 101-250 of its clients with financial planning services. It does not sell products or offer services aside from investment advisory services to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors typically are based on which services the firm provides the client. However, fees billed by the firm likely are comprised of any combination of the following fee types: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to retail investors and high net worth investors. Out of its 698 clients, Regimen Wealth, LLC's largest client is retail investors, though it also caters to 91 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 44.39%
- Other Individuals - 55.61%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Regimen Wealth, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Regimen Wealth, LLC
Atlanta, GA
Atlanta, GA
Atlanta, GA
Atlanta, GA
Atlanta, GA
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