Sei Investments Management Corp

CRD#105146
Investment Advisor Firm

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Overview

Sei Investments Management Corp is an advisory firm that has its headquarters in Oaks, Pennsylvania. The firm has $180.9 billion in assets throughout 75,194 client accounts, placing it among the largest firms in the nation by assets under management (AUM). The firm has a large team, including 192 financial advisors. Sei Investments Management Corp does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer firm to do so. Securities are exchangable fiscal investments such as options, bonds and stocks.

Sei Investments Management Corp administers most of the company's accounts in a discretionary manner. Discretionary management means that transaction decisions for the client's account are made by a portfolio manager without requiring client consent. The company also manages two non-discretionary accounts totaling $6.6 billion in AUM. The advisory firm's typical account size is $2.4 million. An average advisor at Sei Investments Management Corp oversees about 392 client accounts.

The firm's main office is at One Freedom Valley Drive, Oaks, Pennsylvania 19456. The firm is permitted to provide services to investors across 51 U.S. states and territories.

Assets Under Management

$180.9 billion

Number of Advisors

192

Disclosures

No

Office Location

One Freedom Valley Drive
Oaks, PA 19456

Sei Investments Management Corp by the Numbers

Total Assets Under Management

$180.9 billion

National Average: $8.6 billion
Total Number of Employees

406

National Average: 64
Total Number of Accounts

75,194

National Average: 375,227
Average Account Size

$2.4 million

National Average: $23.0 thousand
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Products and Services

Sei Investments Management Corp offers a number of financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and educational seminars. In the last financial year, the company provided 251-500 of its accounts with financial planning services. The company is engaged in selling products or offering services aside from investment advisory services to its customers. The company also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, banking or thrift institution, trust company, accountant or accounting firm and commodity pool advisor.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 46% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 20% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Offered by 3% of firms

    Publication of Periodicals

    This is the publication of various financial education materials.

  • Offered by 6% of firms

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Fees for financial management depend on the financial services provided. Fees billed by the company most likely consist of the following fee types: asset-based, fixed or performance-based. Sei Investments Management Corp participates in a wrap fee program, in which the firm offers a service bundle for a single fee.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The company does business with a broad range of investors. It provides services to retail investors, high net worth investors, banking institutions, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, corporations and other. Out of its 75,194 customers, Sei Investments Management Corp's biggest client by number of accounts is retail investors, although it also manages money for 725 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's clients are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 0.92%
  • Other Individuals - 97.95%
  • Corporations - 0.68%
  • Charitable Organizations - 0.45%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Sei Investments Management Corp does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Sei Investments Management Corp

Florence Mwaura
Oaks, PA
Mcbee Butcher
Oaks, PA
John Loughlin
Oaks, PA
Jeremy Garnett
Oaks, PA
Karen Mclaughlin
Oaks, PA
Jacob Bucha
Oaks, PA
Michael Harris
Oaks, PA
Mariame Kouyate
Oaks, PA

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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