The Moorings Group, LLC
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Overview
The Moorings Group, LLC is a financial advisor firm headquartered in Atlanta, Georgia. The firm manages $478.4 million in assets across 241 customer accounts, making it one of the larger firms in the nation by assets under management (AUM). The firm has a small team, including 2 financial advisors. The Moorings Group, LLC does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets like bonds, options and equities.
The Moorings Group, LLC manages all of its client assets on a discretionary basis. Discretionary management signifies that buy and sell decisions for the client's account are made by a portfolio manager without needing the customer's consent. The company oversees roughly $2.0 million for each customer account. An average advisor at The Moorings Group, LLC manages around 121 client accounts.
The firm's main office is at One Premier Plaza, 5605 Glenridge Drive, Atlanta, Georgia 30342. The company is registered to provide services to customers throughout 6 states, including Florida, Georgia, Illinois, Louisiana, Texas and Virginia.
Assets Under Management
Number of Advisors
Disclosures
Office Location
The Moorings Group, LLC by the Numbers
$478.4 million
3
241
$2.0 million
Fee Structure
Fees charged by financial advisors usually depend on which services are offered. Fees billed by the firm typically consist of the following fee type: asset-based. The Moorings Group, LLC participates in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to retail investors, high net worth investors, charitable organizations and corporations. Out of its 241 accounts, The Moorings Group, LLC's biggest client group by number of accounts is high net worth investors, but it also caters to 124 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 71.68%
- Other Individuals - 21.39%
- Corporations - 4.05%
- Charitable Organizations - 2.89%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
The Moorings Group, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at The Moorings Group, LLC
Atlanta, GA
Atlanta, GA
Atlanta, GA
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