Vident Asset Management

CRD#286622
Investment Advisor Firm

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Learn more about Vident Asset Management

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Vident Asset Management is located at 1125 Sanctuary Pkwy, Alpharetta, GA. The firm employs 6 financial advisors to manage client portfolios and provide financial guidance. Vident Asset Management is not a registered broker-dealer.

    Vident Asset Management oversees $9.0 billion in assets under management across 938 accounts, of which 935 are discretionary and 3 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The firm caters to retail investors, high net worth investors, investment companies, pooled investment vehicles, and charitable organizations, with high net worth investors being the largest client type by accounts. The fee structure at Vident Asset Management includes asset-based, fixed, and other fees. The firm has 410 high net worth clients and maintains affiliations with a banking or thrift institution, a trust company, and an insurance company or agency.

    Vident Asset Management is registered in the states of Alabama, Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Michigan, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Washington.

    Assets Under Management

    $9.0 billion

    Number of Advisors

    6

    Disclosures

    No

    Office Location

    1125 Sanctuary Pkwy
    Alpharetta, GA 30009

    Vident Asset Management by the Numbers

    Total Assets Under Management

    $9.0 billion

    National Average: $8.6 billion
    Total Number of Employees

    21

    National Average: 64
    Total Number of Accounts

    938

    National Average: 375,227
    Average Account Size

    $9.6 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors largely are based on the financial services offered. Fees charged by Vident Asset Management can consist of some combination of the following fee structures: asset-based, fixed, or other.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The company manages money for a broad range of investors. The company works with retail investors, high net worth investors, investment companies, pooled investment vehicles, and charitable organizations. Out of its 5 clients, Vident Asset Management's largest client type by number of accounts is investment companies, though it also serves 410 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 50.06%
    • Other Individuals - 39.32%
    • Corporations - 8.42%
    • Charitable Organizations - 2.2%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Vident Asset Management does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Vident Asset Management

    David Francati
    Alpharetta, GA
    Madhumitha Muthuvenkataramani
    Alpharetta, GA
    Russell Ayan
    Alpharetta, GA
    William Iredale
    Alpharetta, GA
    Deborah Kimery
    Alpharetta, GA

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