Wickham Financial & Insurance Services
Answer a few questions and
get matched with an advisor.
Learn more about Wickham Financial & Insurance Services
Overview
Wickham Financial & Insurance Services operates as an advisory company headquartered in Marietta, Georgia. The firm handles $125.0 million in total assets across 663 customer accounts, placing it in the mid-tier of investment advisory firms in the nation by assets under management (AUM). It has a small group, including 2 financial advisors. Wickham Financial & Insurance Services does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are exchangable financial investments such as stocks, options and bonds.
Wickham Financial & Insurance Services oversees some of its accounts on a discretionary basis. Discretionary management means that a portfolio manager makes transaction judgments for the client's account without needing client permission. The firm also has 661 non-discretionary accounts totaling $124.8 million in assets under management. The firm's typical account size is $188,514. The typical financial advisor at Wickham Financial & Insurance Services oversees about 332 client accounts.
The firm's headquarters is at 331 Washington Avenue, Marietta, Georgia 30060. The company is legally permitted to provide services to investors across 4 states, including Georgia, South Carolina, Tennessee and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Wickham Financial & Insurance Services by the Numbers
$125.0 million
3
663
$188.5 thousand
Products and Services
Wickham Financial & Insurance Services offers a number of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses and pension consulting services. However, Wickham Financial & Insurance Services did not provide financial planning services to any of its customers in the prior financial year. It does not sell products or offer services apart from investment advisory services to its investment advisory accounts.
Core Advisor Services
-
Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
-
Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
-
Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
-
Find a firm that offers this service
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
-
Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
-
Find a firm that offers this service
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors typically depend on the type of financial services provided. Fees billed by the company typically consist of the following fee structure: asset-based. Wickham Financial & Insurance Services does not participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Wickham Financial & Insurance Services caters to retail investors, high net worth investors and pension plans. Out of its 663 accounts, Wickham Financial & Insurance Services's biggest client group by number of accounts is retail investors, although it also manages money for 37 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's clients reside abroad.
- High-Net-Worth Individuals* - 12.17%
- Other Individuals - 87.17%
- Corporations - 0.66%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Wickham Financial & Insurance Services does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
Financial Advisors at Wickham Financial & Insurance Services
Marietta, GA
Marietta, GA
Not sure which advisor is right for you? Use our matching tool
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.