Wickham Financial & Insurance Services

CRD#307299
Investment Advisor Firm

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Learn more about Wickham Financial & Insurance Services

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Wickham Financial & Insurance Services operates as an advisory company headquartered in Marietta, Georgia. The firm handles $125.0 million in total assets across 663 customer accounts, placing it in the mid-tier of investment advisory firms in the nation by assets under management (AUM). It has a small group, including 2 financial advisors. Wickham Financial & Insurance Services does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are exchangable financial investments such as stocks, options and bonds.

    Wickham Financial & Insurance Services oversees some of its accounts on a discretionary basis. Discretionary management means that a portfolio manager makes transaction judgments for the client's account without needing client permission. The firm also has 661 non-discretionary accounts totaling $124.8 million in assets under management. The firm's typical account size is $188,514. The typical financial advisor at Wickham Financial & Insurance Services oversees about 332 client accounts.

    The firm's headquarters is at 331 Washington Avenue, Marietta, Georgia 30060. The company is legally permitted to provide services to investors across 4 states, including Georgia, South Carolina, Tennessee and Texas.

    Assets Under Management

    $125.0 million

    Number of Advisors

    2

    Disclosures

    No

    Office Location

    331 Washington Avenue
    Marietta, GA 30060

    Wickham Financial & Insurance Services by the Numbers

    Total Assets Under Management

    $125.0 million

    National Average: $8.6 billion
    Total Number of Employees

    3

    National Average: 64
    Total Number of Accounts

    663

    National Average: 375,227
    Average Account Size

    $188.5 thousand

    National Average: $23.0 thousand
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    Products and Services

    Wickham Financial & Insurance Services offers a number of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses and pension consulting services. However, Wickham Financial & Insurance Services did not provide financial planning services to any of its customers in the prior financial year. It does not sell products or offer services apart from investment advisory services to its investment advisory accounts.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    Fees charged by financial advisors typically depend on the type of financial services provided. Fees billed by the company typically consist of the following fee structure: asset-based. Wickham Financial & Insurance Services does not participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    Wickham Financial & Insurance Services caters to retail investors, high net worth investors and pension plans. Out of its 663 accounts, Wickham Financial & Insurance Services's biggest client group by number of accounts is retail investors, although it also manages money for 37 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's clients reside abroad.

    • High-Net-Worth Individuals* - 12.17%
    • Other Individuals - 87.17%
    • Corporations - 0.66%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Wickham Financial & Insurance Services does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Wickham Financial & Insurance Services

    Michael Beecher
    Marietta, GA
    Graham Wickham
    Marietta, GA

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