Ativo Capital Management, LLC
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Overview
Ativo Capital Management, LLC operates as a financial advisor firm that has its headquarters in Chicago, Illinois. The firm handles $962.0 million in total assets over 49 accounts, placing it among the bigger firms in the United States by assets under management (AUM). Ativo Capital Management, LLC has a small team, including 7 financial advisors. Ativo Capital Management, LLC does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer firm to do so. Securities are tradable fiscal investments such as bonds, stocks and options.
Ativo Capital Management, LLC oversees all of the company's client assets on a discretionary basis. Discretionary management signifies that a portfolio manager has the discretion to make buy and sell decisions without requiring the customer's consent. The advisory firm oversees about $19.6 million in assets for each client account. An average advisor at Ativo Capital Management, LLC administers around seven client accounts, making it one of the more individualized advisor firms in the country.
Ativo Capital Management, LLC's central office is located at 120 N Lasalle Street Suite 1045, Chicago, Illinois 60602-2493. The company is permitted to serve customers throughout 7 states, including California, Illinois, Louisiana, Nebraska, New Hampshire, New York and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ativo Capital Management, LLC by the Numbers
$962.0 million
13
49
$19.6 million
Fee Structure
A financial advisor's fees typically are based on which services are provided. Fee types charged by the company may include some combination of the following fee types: asset-based, performance-based or other. The company does participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
Ativo Capital Management, LLC does business with a number of different customers. It provides services to high net worth investors, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities and other. Out of its 49 customers, Ativo Capital Management, LLC's biggest client by number of accounts is state or municipal government entities, though it also serves five high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts reside abroad.
- High-Net-Worth Individuals* - 20.83%
- Other Individuals - 0%
- Corporations - 75%
- Charitable Organizations - 4.17%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Ativo Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Ativo Capital Management, LLC
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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