Kkm Financial LLC
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Overview
Kkm Financial LLC operates as a financial advisor company located in Chicago, Illinois. It administers $279.1 million in assets over 195 customer accounts, placing it in the mid-tier of firms in the nation by assets under management (AUM). It has a small team, including 3 financial advisors. Kkm Financial LLC does not act as a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are exchangable fiscal investments such as stocks, bonds and options.
Kkm Financial LLC oversees most of its accounts in a discretionary manner. Discretionary management is a structure in which an investment advisor has the discretion to make transaction judgments without requiring the customer's consent. The company also administers one non-discretionary accounts with a total of $95.9 million in assets under management. Kkm Financial LLC administers an average of $1.4 million for every customer account. The average advisor at Kkm Financial LLC administers about 65 client accounts, making it about average in terms of personalization.
Kkm Financial LLC's headquarters is located at 141 W. Jackson, Chicago, Illinois 60604. The company is legally allowed to provide services to investors across a number of states, including Colorado, Illinois and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Kkm Financial LLC by the Numbers
$279.1 million
4
195
$1.4 million
Fee Structure
Fees charged by financial advisors largely vary depending on the type of financial services offered. Fee types billed by the firm most likely are comprised of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Kkm Financial LLC works with retail investors, high net worth investors and investment companies. Out of its 195 accounts, Kkm Financial LLC's largest client by number of accounts is retail investors, though it also caters to 50 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 31.25%
- Other Individuals - 68.12%
- Corporations - 0.62%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Kkm Financial LLC does not have any disclosures.
Please visit its Form ADV for more details.
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