Nuveen Asset Management, LLC
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Overview
Nuveen Asset Management, LLC is an advisory firm headquartered in Chicago, Illinois. Nuveen Asset Management, LLC oversees $248.6 billion in total assets over 70,634 accounts, making it one of the biggest investment advisory firms in the nation by assets under management (AUM). The firm has a large team, including 342 financial advisors. Nuveen Asset Management, LLC does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are exchangable financial investments like options, bonds and stocks.
Nuveen Asset Management, LLC administers 70,440 of the company's client assets in a discretionary manner. Discretionary management is a structure in which buy and sell decisions for the client's account are made by an investment advisor without requiring client consent. It also has 194 non-discretionary accounts with a total of $31.3 million in AUM. The firm supervises an average of $3.5 million for every account. An average financial advisor at Nuveen Asset Management, LLC oversees about 207 client accounts.
Nuveen Asset Management, LLC's central office is at 333 West Wacker Drive, Chicago, Illinois 60606. The company is legally allowed to provide services to clients across 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Nuveen Asset Management, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$248.6 billion
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
421
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
70,634
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$3.5 million
Products and Services
Nuveen Asset Management, LLC offers a number of financial services, which can include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The company does not sell products or offer services aside from investment advisory services to its investment advisory clients. Nuveen Asset Management, LLC is affiliated with one or more other service providers in the financial services industry, including with a broker-dealer or securities dealer, banking or thrift institution, insurance company or agency, pension consultant, real estate broker or dealer and commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees depend on the financial services provided. Fee types billed by the company most likely include the following fee types: asset-based, fixed or performance-based. The company does participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm manages money for a number of different clients. The firm works with retail investors, high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, insurance companies and corporations. Out of its 70,634 clients, Nuveen Asset Management, LLC's largest client by number of accounts is retail investors, though it also caters to 10,369 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the company's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 14.68%
- Other Individuals - 81.62%
- Corporations - 3.54%
- Charitable Organizations - 0.16%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Nuveen Asset Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Nuveen Asset Management, LLC
New York, NY
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Chicago, IL
Los Angeles, CA
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