Performance Trust Capital Partners, LLC

CRD#36155
Investment Advisor Firm

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Learn more about Performance Trust Capital Partners, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Performance Trust Capital Partners, LLC is a financial advisory company headquartered in Chicago, Illinois. The firm administers $301.7 million in total assets over two client accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). It has a large team, including 26 financial advisors. Performance Trust Capital Partners, LLC is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal assets like bonds, options and stocks.

    Performance Trust Capital Partners, LLC administers zero of the company's client assets on a discretionary basis. Discretionary management signifies that buy and sell decisions for the client's account are made by an investment advisor without requiring client authorization. The firm also oversees two non-discretionary accounts with a total of $301.7 million in assets. The firm supervises an average of $150.8 million in assets for each account. An average financial advisor at Performance Trust Capital Partners, LLC manages fewer than one client account, making it one of the most personalized financial advisor firms in the country.

    The firm's main office is located at 500 W. Madison, Chicago, Illinois 60661. Performance Trust Capital Partners, LLC is permitted to serve clients in the state of Illinois.

    Assets Under Management

    $301.7 million

    Number of Advisors

    26

    Disclosures

    No

    Office Location

    500 W. Madison
    Chicago, IL 60661

    Performance Trust Capital Partners, LLC by the Numbers

    Total Assets Under Management

    $301.7 million

    National Average: $8.6 billion
    Total Number of Employees

    357

    National Average: 64
    Total Number of Accounts

    2

    National Average: 375,227
    Average Account Size

    $150.8 million

    National Average: $23.0 thousand
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    Products and Services

    Performance Trust Capital Partners, LLC provides multiple services, which can include portfolio management for institutional clients, security rating services, educational seminars and other services. The company is engaged in selling products or offering services apart from investment advice to its clients. The firm is also affiliated with a number of other companies in the financial services industry, including with a broker-dealer or securities dealer and commodity pool advisor.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    A financial advisor's fees typically depend on which services the firm provides the client. Fee types charged by Performance Trust Capital Partners, LLC can be comprised of the following fee types: asset-based, fixed or other. Performance Trust Capital Partners, LLC does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Disclosures

    Performance Trust Capital Partners, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Performance Trust Capital Partners, LLC

    James Toliver
    Chicago, IL
    Karl Brorson
    Chicago, IL
    Andrew Pace
    Chicago, IL
    Mina Yang
    Chicago, IL
    David Howland
    Chicago, IL

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