Riverglade Capital
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Learn more about Riverglade Capital
Overview
Riverglade Capital operates as a financial advisor company that has its headquarters in Chicago, Illinois. The company controls $822.0 million in assets under management over five client accounts, placing it among the larger firms in the United States by assets under management (AUM). It has a small team, including 10 financial advisors. Riverglade Capital does not act as a registered broker-dealer, meaning it is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are defined as exchangable fiscal investments such as bonds, stocks and options.
Riverglade Capital manages all of its client assets on a discretionary basis. Discretionary management is a structure in which an investment advisor has the discretion to make transaction choices without needing to seek client permission. The advisory firm's average account size is $164.4 million. The typical advisor at Riverglade Capital oversees fewer than one client account, making it one of the most individualized firms in the country.
The company's main office is located at One North Wacker Drive, Chicago, Illinois 60606. The company is legally allowed to provide services to investors in the state of Illinois.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Riverglade Capital by the Numbers
$822.0 million
13
5
$164.4 million
Fee Structure
Fees for financial advice typically are based on which service is provided. Fees billed by Riverglade Capital likely consist of any combination of the following fee types: asset-based, performance-based or other. The firm does not provide a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
Riverglade Capital works with pooled investment vehicles. Out of its five clients, Riverglade Capital's biggest client group is pooled investment vehicles. None of the company's accounts are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Riverglade Capital does not have any disclosures.
Please visit its Form ADV for more details.
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