Sbb Research Group LLC
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Overview
Sbb Research Group LLC is a financial advisory firm located in Northbrook, Illinois. It handles $2.1 billion in assets over 23 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management (AUM). It has a small team, including 10 financial advisors. Sbb Research Group LLC is not a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets like equities, bonds and options.
Sbb Research Group LLC administers most of its client assets on a discretionary basis. Discretionary management means that a portfolio manager has the discretion to make transaction judgments for the client's account without needing to seek client permission. The company also oversees four non-discretionary accounts with a total of $38.6 million in assets. Sbb Research Group LLC's typical account size is $91.0 million. The typical advisor at Sbb Research Group LLC administers around two client accounts, making it one of the most personalized advisor firms in the country.
The company's main office is located at 450 Skokie Blvd., Northbrook, Illinois 60062. The firm is permitted to serve investors in the state of Illinois.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Sbb Research Group LLC by the Numbers
$2.1 billion
23
23
$91.0 million
Fee Structure
Fees charged by financial advisors usually are based on the type of financial services offered. However, fee types billed by Sbb Research Group LLC can include any combination of the following fee types: asset-based or performance-based. The company does not supply a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It caters to high net worth investors and pooled investment vehicles. Out of its 23 accounts, Sbb Research Group LLC's largest client group by number of accounts is pooled investment vehicles, although it also caters to seven high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 38.89%
- Other Individuals - 0%
- Corporations - 61.11%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Sbb Research Group LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Sbb Research Group LLC
Northbrook, IL
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