Security Capital Research & Management Inc
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Overview
Security Capital Research & Management Inc is a financial advisory firm located in Chicago, Illinois. The company manages $3.6 billion in assets under management throughout 146 accounts, placing it among the largest financial advisory firms in the country by assets under management (AUM). It has a small group, including 20 financial advisors. Security Capital Research & Management Inc is not a registered broker-dealer, signifying that it cannot buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets like stocks, bonds and options.
Security Capital Research & Management Inc manages all of the firm's accounts on a discretionary basis. Discretionary management means that transaction judgments are made by a portfolio manager without requiring the client's permission. The investment advisory firm's typical account size is $24.7 million. The average advisor at Security Capital Research & Management Inc administers about seven client accounts, making it one of the more personalized financial advisor firms in the country.
The firm's central office is at 10 South Dearborn Street, Chicago, Illinois 60603. The company is legally registered to provide services to customers throughout 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Security Capital Research & Management Inc by the Numbers
$3.6 billion
20
146
$24.7 million
Fee Structure
Financial management fees largely depend on which services the firm provides the client. However, fee types billed by the firm can consist of some combination of the following fee structures: asset-based or performance-based. The company does not supply a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company does business with a broad range of customers. It works with high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, corporations and other. Out of its 146 customers, Security Capital Research & Management Inc's largest client type by number of accounts is high net worth investors, although it also caters to 39 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 5% of the company's accounts reside abroad.
- High-Net-Worth Individuals* - 51.32%
- Other Individuals - 0%
- Corporations - 43.42%
- Charitable Organizations - 5.26%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Security Capital Research & Management Inc does not have any disclosures.
Please visit its Form ADV for more details.
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