Security Capital Research & Management Inc

CRD#106201
Investment Advisor Firm

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Learn more about Security Capital Research & Management Inc

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Overview

    Security Capital Research & Management Inc is a financial advisory firm located in Chicago, Illinois. The company manages $3.6 billion in assets under management throughout 146 accounts, placing it among the largest financial advisory firms in the country by assets under management (AUM). It has a small group, including 20 financial advisors. Security Capital Research & Management Inc is not a registered broker-dealer, signifying that it cannot buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets like stocks, bonds and options.

    Security Capital Research & Management Inc manages all of the firm's accounts on a discretionary basis. Discretionary management means that transaction judgments are made by a portfolio manager without requiring the client's permission. The investment advisory firm's typical account size is $24.7 million. The average advisor at Security Capital Research & Management Inc administers about seven client accounts, making it one of the more personalized financial advisor firms in the country.

    The firm's central office is at 10 South Dearborn Street, Chicago, Illinois 60603. The company is legally registered to provide services to customers throughout 51 U.S. states and territories.

    Assets Under Management

    $3.6 billion

    Number of Advisors

    20

    Disclosures

    No

    Office Location

    10 South Dearborn Street
    Chicago, IL 60603

    Security Capital Research & Management Inc by the Numbers

    Total Assets Under Management

    $3.6 billion

    National Average: $8.6 billion
    Total Number of Employees

    20

    National Average: 64
    Total Number of Accounts

    146

    National Average: 375,227
    Average Account Size

    $24.7 million

    National Average: $23.0 thousand
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    Fee Structure

    Financial management fees largely depend on which services the firm provides the client. However, fee types billed by the firm can consist of some combination of the following fee structures: asset-based or performance-based. The company does not supply a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company does business with a broad range of customers. It works with high net worth investors, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, corporations and other. Out of its 146 customers, Security Capital Research & Management Inc's largest client type by number of accounts is high net worth investors, although it also caters to 39 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 5% of the company's accounts reside abroad.

    • High-Net-Worth Individuals* - 51.32%
    • Other Individuals - 0%
    • Corporations - 43.42%
    • Charitable Organizations - 5.26%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Security Capital Research & Management Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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