Slate Advisory Service (Us) LLC
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Learn more about Slate Advisory Service (Us) LLC
Overview
Slate Advisory Service (Us) LLC operates as a financial advisory firm located in Chicago, Illinois. The firm oversees $4.1 billion in assets throughout 14 client accounts, making it one of the biggest firms in the country by assets under management (AUM). The firm has a large group, including 95 financial advisors. Slate Advisory Service (Us) LLC is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are tradable financial investments such as bonds, equities and options.
Slate Advisory Service (Us) LLC administers all of the company's accounts on a discretionary basis. Discretionary management means that a portfolio manager has the discretion to make buy and sell judgments without needing the customer's authorization. The investment advisory firm oversees an average of $293.0 million in assets for every account. An average financial advisor at Slate Advisory Service (Us) LLC manages fewer than one client account, making it one of the most individualized advisor firms in the country.
The company's central office is at 20 S. Clark St, Chicago, Illinois 60603. The company is legally registered to serve investors throughout a few states, including Georgia, Illinois and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Slate Advisory Service (Us) LLC by the Numbers
$4.1 billion
157
14
$293.0 million
Fee Structure
Financial advisory fees typically are based on which services the firm provides the client. However, fees billed by the company can be comprised of some combination of the following fee structures: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Slate Advisory Service (Us) LLC.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
The company works with pooled investment vehicles. Out of its 14 accounts, Slate Advisory Service (Us) LLC's biggest client by number of accounts is pooled investment vehicles. Around 78% of the firm's clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Slate Advisory Service (Us) LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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