Sterling Fund Management, LLC
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Overview
Sterling Fund Management, LLC operates as a financial advisory company that has its headquarters in Chicago, Illinois. The company manages $1.1 billion in assets across 23 client accounts, making it one of the bigger financial advisory firms in the nation by assets under management (AUM). The firm has an average-sized group, including 20 financial advisors. Sterling Fund Management, LLC is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer firm to do so. Securities are tradable fiscal investments like options, bonds and stocks.
Sterling Fund Management, LLC manages the majority of the company's client assets on a discretionary basis. Discretionary management means that a portfolio manager has the discretion to make buy and sell judgments without needing to seek client consent. The company also manages six non-discretionary accounts totaling $236.4 million in assets under management. The firm's average account size is $49.1 million. The average advisor at Sterling Fund Management, LLC administers about one client account, placing it among the most individualized advisor firms in the country.
Sterling Fund Management, LLC's central office is at 167 N. Green Street, Chicago, Illinois 60607. The company is legally permitted to serve customers across a few states, including Illinois and Maryland.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Sterling Fund Management, LLC by the Numbers
$1.1 billion
43
23
$49.1 million
Fee Structure
A financial advisor's fees largely vary depending on which services the firm provides the client. Fee types billed by the firm can consist of the following fee types: asset-based or performance-based. The firm does not provide a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to pooled investment vehicles. Out of its 23 clients, Sterling Fund Management, LLC's largest client by number of accounts is pooled investment vehicles. About 31% of the firm's clients are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Sterling Fund Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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