Xa Investments
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Overview
Xa Investments operates as a financial advisor company based in Chicago, Illinois. It controls $410.6 million in total assets throughout one client account, placing it among the bigger investment advisory firms in the nation by assets under management (AUM). The company has a small group, including 8 financial advisors. Xa Investments is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are exchangable fiscal assets such as bonds, equities and options.
Xa Investments oversees all of the firm's accounts on a discretionary basis. Discretionary management means that a portfolio manager makes transaction choices without requiring client consent. The investment advisory firm's typical account size is $410.6 million. The typical financial advisor at Xa Investments oversees fewer than one client account, making it one of the most individualized firms in the country.
The firm's central office is located at 321 N. Clark Street, Chicago, Illinois 60654. The firm is permitted to serve clients in the state of Illinois.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Xa Investments by the Numbers
$410.6 million
12
1
$410.6 million
Fee Structure
Fees for financial management typically depend on the financial services provided. Fees charged by the firm typically consist of the following fee type: asset-based. Xa Investments does not participate in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to investment companies. Xa Investments's biggest client type by number of accounts is investment companies. None of the firm's clients are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Xa Investments does not have any disclosures.
Please visit its Form ADV for more details.
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