Canterbury Investment Management, LLC

CRD#125680
Investment Advisor Firm

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Learn more about Canterbury Investment Management, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Canterbury Investment Management, LLC is located at 23 E Cedar St, Zionsville, IN. The firm employs 3 financial advisors to manage client portfolios and provide financial guidance. Canterbury Investment Management, LLC is not a registered broker-dealer.

    Canterbury Investment Management, LLC oversees $72.3 million in assets under management across 109 accounts, of which 94 are discretionary and 15 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, and educational seminars. The firm caters to retail investors, high net worth investors, investment companies, and other investment advisers, with retail investors being the largest client type by accounts. The fee structure at Canterbury Investment Management, LLC is asset-based. The firm has 13 high net worth clients.

    Canterbury Investment Management, LLC is registered in the states of Florida, Illinois, and Indiana.

    Assets Under Management

    $72.3 million

    Number of Advisors

    3

    Disclosures

    No

    Office Location

    23 E Cedar St
    Zionsville, IN 46077

    Canterbury Investment Management, LLC by the Numbers

    Total Assets Under Management

    $72.3 million

    National Average: $8.6 billion
    Total Number of Employees

    3

    National Average: 64
    Total Number of Accounts

    109

    National Average: 375,227
    Average Account Size

    $663.2 thousand

    National Average: $23.0 thousand
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    Products and Services

    Canterbury Investment Management, LLC provides a variety of financial services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, and educational seminars. However, Canterbury Investment Management, LLC did not provide financial planning services to any of its accounts in the previous fiscal year. The Firm is not involved in selling products or offering services other than investment advisory services to its investment advisory accounts.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial advice typically are based on which services are offered. Fees billed by Canterbury Investment Management, LLC typically consist of the following fee type: asset-based.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm works with retail investors, high net worth investors, investment companies, and other investment advisers. Out of its 4 clients, Canterbury Investment Management, LLC's largest client type by number of accounts is high net worth investors, though it also manages money for 13 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 26%
    • Other Individuals - 72%
    • Corporations - 2%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Canterbury Investment Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Canterbury Investment Management, LLC

    Brandon Bischof
    Zionsville, IN
    Kimberly Custer
    Zionsville, IN
    Thomas Hardin
    Zionsville, IN

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