Mutual Of Omaha Investor Services, Inc
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Learn more about Mutual Of Omaha Investor Services, Inc
Mutual Of Omaha Investor Services, Inc is a financial advisory company based in Omaha, Nebraska. The company has $14.3 million in assets over 92 customer accounts. Mutual Of Omaha Investor Services, Inc has a large group, including 320 financial advisors. Mutual Of Omaha Investor Services, Inc is not a registered broker-dealer, meaning the company cannot buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer firm to do so. Securities are exchangable fiscal investments like bonds, options and equities.
Mutual Of Omaha Investor Services, Inc administers all of the firm's client assets on a discretionary basis. Discretionary management signifies that buy and sell judgments for the client's account are made by an investment advisor without requiring client consent. The firm's typical account size is $155,166. An average financial advisor at Mutual Of Omaha Investor Services, Inc oversees fewer than one client account, placing it among the most individualized financial advisor firms in the country.
Mutual Of Omaha Investor Services, Inc's headquarters is at 3300 Mutual Of Omaha Plaza, Omaha, Nebraska 68175-1020. The firm is legally permitted to provide services to investors throughout 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Mutual Of Omaha Investor Services, Inc by the Numbers
Products and Services
Mutual Of Omaha Investor Services, Inc provides a variety of services, which can consist of financial planning services, portfolio management for individuals and small businesses and selection of other advisers. In the past financial year, the firm provided financial planning services to 251-500 of its accounts. It is engaged in selling products or offering services aside from investment advisory services to its customers. The firm is also affiliated with a number of other companies in the financial services industry, including with an insurance company or agency.
Core Advisor Services
Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
Offered by 46% of firms
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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This is the hosting of seminars or workshops to educate investors on financial concepts.
Fees for financial advice usually are based on the financial services provided. However, fee types charged by Mutual Of Omaha Investor Services, Inc most likely include the following fee types: asset-based, hourly, fixed or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Mutual Of Omaha Investor Services, Inc.
Offered by 69% of firms
Percentage of AssetsShow Explanation
This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.
Offered by 21% of firms
Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.
Offered by 32% of firms
Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.
Offered by 10% of firms
Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.
Find one of the 1% of firms that offer this fee type
Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.
Find one of the 26% of firms that offer this fee type
Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.
Find one of the 0% of firms that offer this fee type
Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.
Types of Clients
The firm manages money for a broad range of clients. The firm provides services to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 92 accounts, Mutual Of Omaha Investor Services, Inc's largest client group is retail investors, although it also serves 1,100 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers reside abroad.
- High-Net-Worth Individuals* - 15.74%
- Other Individuals - 83.62%
- Corporations - 0.5%
- Charitable Organizations - 0.14%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Mutual Of Omaha Investor Services, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Mutual Of Omaha Investor Services, Inc
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