Oxford Financial Group, LTD
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Overview
Oxford Financial Group, LTD is an advisory firm located in Carmel, Indiana. Oxford Financial Group, LTD has $15.6 billion in assets across 5,947 client accounts, making it one of the largest financial advisory firms in the United States by assets under management (AUM). It has a large team, including 33 financial advisors. Oxford Financial Group, LTD does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer company to do so. Securities are tradable fiscal assets such as equities, bonds and options.
Oxford Financial Group, LTD manages more than half of the company's client assets on a discretionary basis. Discretionary management means that transaction choices are made by an investment advisor without requiring client approval. Oxford Financial Group, LTD also administers 1,416 non-discretionary accounts with a total of $9.1 billion in AUM. The investment advisory firm's typical account size is $2.6 million. The typical financial advisor at Oxford Financial Group, LTD administers about 180 client accounts.
The firm's central office is located at 11711 North Meridian Street, Carmel, Indiana 46032. It is registered to provide services to customers across 24 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Oxford Financial Group, LTD by the Numbers
$15.6 billion
159
5,947
$2.6 million
Products and Services
Oxford Financial Group, LTD provides a number of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. In the past financial year, Oxford Financial Group, LTD provided 251-500 of its accounts with financial planning services. The firm does not sell products or offer services aside from investment advice to its investment advisory customers. The company also has a number of financial industry affiliations, including with a trust company and commodity pool advisor.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees typically are based on which services are offered. However, fee types billed by Oxford Financial Group, LTD most likely include any blend of the following fee types: asset-based or fixed. The company does not provide a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with a number of different clients. Oxford Financial Group, LTD provides services to retail investors, high net worth investors, pooled investment vehicles, pension plans, charitable organizations, insurance companies and corporations. Out of its 5,947 customers, Oxford Financial Group, LTD's biggest client type by number of accounts is high net worth investors, though it also caters to 537 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts reside abroad.
- High-Net-Worth Individuals* - 75.53%
- Other Individuals - 7.45%
- Corporations - 13.92%
- Charitable Organizations - 3.09%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Oxford Financial Group, LTD does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Oxford Financial Group, LTD
Carmel, IN
Carmel, IN
Cincinnati, OH
Carmel, IN
Minneapolis, MN
Carmel, IN
Carmel, IN
Carmel, IN
Carmel, IN
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