Capital Portfolio Management L.L.C
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Overview
Capital Portfolio Management L.L.C operates as a financial advisor firm located in Topeka, Kansas. The firm has $144.9 million in assets over 306 customer accounts, placing it in the mid-tier of investment advisory firms in the country by assets under management (AUM). It has a small team, including 3 financial advisors. Capital Portfolio Management L.L.C does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets like options, stocks and bonds.
Capital Portfolio Management L.L.C manages all of the firm's accounts on a discretionary basis. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell judgments for the client's account without requiring the customer's consent. Capital Portfolio Management L.L.C's typical account size is $473,544. The typical advisor at Capital Portfolio Management L.L.C oversees about 102 client accounts.
The company's main office is located at 505 Sw Washburn Ave., Topeka, Kansas 66606-1523. It is permitted to serve customers throughout a number of states, including Kansas, Missouri and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Capital Portfolio Management L.L.C by the Numbers

$144.9 million

5

306

$473.5 thousand
Products and Services
Capital Portfolio Management L.L.C offers a variety of services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and other services. In the past financial year, it provided 1-10 of its clients with financial planning services. The company is not involved in selling products or offering services apart from investment advisory services to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees typically depend on which services the firm provides the client. However, fees billed by the company most likely are comprised of some combination of the following fee structures: asset-based, hourly, fixed or commission-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 1% of firms
Commissions
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Capital Portfolio Management L.L.C works with retail investors, high net worth investors, pension plans and charitable organizations. Out of its 306 customers, Capital Portfolio Management L.L.C's biggest client group is retail investors, but it also serves 56 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients reside abroad.
- High-Net-Worth Individuals* - 18.3%
- Other Individuals - 78.43%
- Corporations - 2.61%
- Charitable Organizations - 0.65%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Capital Portfolio Management L.L.C does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Capital Portfolio Management L.L.C
Topeka, KS
Topeka, KS
Topeka, KS
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