Ecofin Advisors, LLC

CRD#309902
Investment Advisor Firm

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Learn more about Ecofin Advisors, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Ecofin Advisors, LLC operates as an advisory company headquartered in Leawood, Kansas. The firm controls $563.1 million in total assets across 11 accounts, placing it among the larger investment advisory firms in the nation by assets under management (AUM). It has a small group, including 18 financial advisors. Ecofin Advisors, LLC does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal investments such as bonds, options and equities.

    Ecofin Advisors, LLC administers more than half of the firm's accounts in a discretionary manner. Discretionary management is a structure in which a portfolio manager makes transaction decisions without needing to seek client permission. The company also administers one non-discretionary accounts totaling $5.5 million in assets. The investment advisory firm's average account size is $51.2 million. The average financial advisor at Ecofin Advisors, LLC manages fewer than one client account, placing it among the most personalized financial advisor firms in the country.

    Ecofin Advisors, LLC's main office is located at 6363 College Boulevard, Leawood, Kansas 66211-1938. The firm is allowed to serve clients in the state of Kansas.

    Assets Under Management

    $563.1 million

    Number of Advisors

    18

    Disclosures

    No

    Office Location

    6363 College Boulevard
    Leawood, KS 66211-1938

    Ecofin Advisors, LLC by the Numbers

    Total Assets Under Management

    $563.1 million

    National Average: $8.6 billion
    Total Number of Employees

    35

    National Average: 64
    Total Number of Accounts

    11

    National Average: 375,227
    Average Account Size

    $51.2 million

    National Average: $23.0 thousand
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    Fee Structure

    Financial management fees largely are based on the financial services provided. Fee types charged by the company likely include some combination of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    The company caters to high net worth investors, investment companies, pooled investment vehicles and other. Out of its 11 clients, Ecofin Advisors, LLC's largest client type by number of accounts is pooled investment vehicles, though it also serves three high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 9% of the firm's clients reside abroad.

    • High-Net-Worth Individuals* - 27.27%
    • Other Individuals - 0%
    • Corporations - 72.73%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Ecofin Advisors, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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