Main Management, LLC

CRD#120361
Investment Advisor Firm

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Learn more about Main Management, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Main Management, LLC is located at 601 California Street, San Francisco, CA. The firm employs 16 financial advisors to manage client portfolios and provide financial guidance. Main Management, LLC is not a registered broker-dealer.

    Main Management, LLC oversees $1.4 billion in assets under management across 288 accounts, of which 199 are discretionary and 89 are non-discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The firm caters to retail investors, high net worth investors, pooled investment vehicles, pension plans, charitable organizations, and corporations, with high net worth investors being the largest client type by accounts. The fee structure at Main Management, LLC includes asset-based, fixed, and performance-based fees. The firm has 123 high net worth clients.

    Main Management, LLC is registered in the states of California, Georgia, Kentucky, Massachusetts, New Jersey, New York, Texas, and Washington.

    Assets Under Management

    $1.4 billion

    Number of Advisors

    16

    Disclosures

    No

    Office Location

    601 California Street
    San Francisco, CA 94108

    Main Management, LLC by the Numbers

    Total Assets Under Management

    $1.4 billion

    National Average: $8.6 billion
    Total Number of Employees

    19

    National Average: 64
    Total Number of Accounts

    288

    National Average: 375,227
    Average Account Size

    $4.8 million

    National Average: $23.0 thousand
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    Fee Structure

    Financial advisory fees usually are based on which services are provided. Fees charged by Main Management, LLC likely include any blend of the following fee structures: asset-based, fixed, or performance-based. The firm does participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm does business with a broad range of clients. It caters to retail investors, high net worth investors, pooled investment vehicles, pension plans, charitable organizations, and corporations. Out of its 6 clients, Main Management, LLC's biggest client type by number of accounts is high net worth investors, though it also caters to 123 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

    • High-Net-Worth Individuals* - 56.16%
    • Other Individuals - 30.14%
    • Corporations - 9.13%
    • Charitable Organizations - 4.57%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Main Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Main Management, LLC

    Marissa Ditler
    San Francisco, CA
    James Maxwell
    San Francisco, CA
    James Taylor
    Edgewood, KY
    Matthew Tymstra
    San Francisco, CA
    Hartly Hutchings
    San Francisco, CA
    Davis Deboisblanc
    San Francisco, CA
    Alexander Varner
    San Francisco, CA
    Joseph Labarbera
    San Francisco, CA
    Darol Ryan
    San Francisco, CA

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